SE
Stephen H. Everett
CETERA INVESTMENT ADVISERS LLC
FORT COLLINS, CO 80525
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CRD#: 715790
SE
Professional summary
Stephen Harlow Everett II is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Collins, Colorado and CETERA ADVISORS LLC located in Fort Collins, Colorado.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Stephen has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: THE PLANNING AND INVESTMENT CENTER, INC. INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR INSURANCE AND FINANCIAL SERVICES; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT / IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE AND FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Harlow Everett II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 760 Whalers Way, A201, Fort Collins, CO 80525RIA
CRD#: 105644
FORT COLLINS, CO
Current
February 19, 1999 - Present
CETERA ADVISORS LLC
Office #1: 760 Whalers Way, A201, Fort Collins, CO 80525BD
CRD#: 10299
FORT COLLINS, CO
Past
May 24, 1999 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
FT. MORGAN, CO
Past
January 1, 1999 - September 13, 2018
THE PLANNING & INVESTMENT CENTER, INC
RIA
CRD#: 114815
FORT COLLINS, CO
Past
November 19, 1989 - February 23, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 30, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 25, 1980 - November 16, 1987
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2024)
RR
Alaska(4/30/2025)
RR
Arizona(5/11/2016)
RR
California(8/29/2001)
RR
Colorado(2/19/1999)
IAR
Colorado(3/21/2024)
RR
Florida(1/22/2004)
RR
Iowa(1/2/2008)
RR
Kansas(11/29/2000)
RR
Maine(6/1/2018)
RR
Michigan(1/2/2024)
RR
Minnesota(11/8/2023)
RR
Mississippi(1/6/2017)
RR
Montana(1/28/2010)
RR
Nebraska(2/19/1999)
RR
Nevada(3/21/2012)
RR
New Jersey(7/24/2019)
RR
New Mexico(8/7/2019)
RR
New York(7/24/2025)
RR
North Carolina(1/2/2024)
RR
Ohio(11/8/2010)
RR
Pennsylvania(3/14/2023)
RR
South Dakota(8/10/2000)
RR
Tennessee(4/12/2023)
RR
Texas(7/27/2016)
IAR
Texas(3/21/2024)
RR
Utah(12/9/2011)
RR
Washington(1/19/2011)
RR
Wisconsin(2/5/2025)
RR
Wyoming(1/28/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Collins, CO 80525TRUST BUT VERIFY
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