Matthew J. Hanley

JONESTRADING

New York, NY 10013

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CRD#: 7155661

Professional summary

Matthew John Hanley Jr, who also goes by Matthew John Hanley, is a registered financial professional currently at JONESTRADING located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2019. Matthew has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew John Hanley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew John Hanley Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2024 - Present

JONESTRADING

Office #1: 325 Hudson St 6th Floor, New York, NY, 10013

CRD#: 6888

New York, NY

Past

June 21, 2022 - December 21, 2023

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

NEW YORK, NY

Past

March 10, 2021 - June 22, 2022

MAXIM FINANCIAL ADVISORS LLC

RIA

CRD#: 139366

NEW YORK, NY

Past

March 8, 2021 - June 22, 2022

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

January 3, 2020 - March 19, 2021

HARRISDIRECT LLC

RIA

CRD#: 42159

New York, NY

Past

November 4, 2019 - March 19, 2021

E*TRADE SECURITIES LLC

CRD#: 29106

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(2/10/2025)

New York
(3/6/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/14/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

JONESTRADING

JONES & ASSOCIATES, INC. | JONESTRADING INSTITUTIONAL SERVICES LLC | JONESTRADING | JONES INSTITUTIONAL TRADING SERVICES, INC.

CRD#: 6888 / SEC#: , 8-26089

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

555 Saint Charles Drive Suite #200, Thousand Oaks, CA 91360

Mailing Address

555 Saint Charles Drive, Thousand Oaks, CA 91360

Phone number

(818) 991-5500

Established

Delaware since 08/15/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JONES & ASSOCIATES, INC.	HOLDING COMPANY
BELL, JEREMY DAVID	CCO	4498676
CHMIELEWSKI, STEVEN ANDREW	DIRECTOR	2066307
COHEN, SHLOMO	DIRECTOR	2877188
COOK, BURKE MCCLAIN	CORPORATE SECRETARY / LEGAL COUNSEL	4863190
HILL, ALAN FINBAR	CEO / DIRECTOR	5182098
KIRSCH, WILLIAM TANNER	DIRECTOR	5428522
LEVEEN, JEFFREY EARLE JR	DIRECTOR	2919172
MICSKY, JEFFREY A	DIRECTOR	4820920
ONEIL, TIMOTHY DAWSON	EXECUTIVE CHAIRMAN	2355507
TESORO, ANTHONY JAMES	DIRECTOR
TESORO, PHILLIP JAMES	DIRECTOR	2009378
WONG, JEFFREY RYAN	FINANCIAL AND OPERATIONS PRINCIPAL	4428807

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew J. Hanley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew John Hanley Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS JMP SECURITIES, LLC

MAXIM FINANCIAL ADVISORS LLC

MAXIM GROUP LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2019

Series 7TO

Date: 11/4/2019

SIE

Date: 8/14/2019

FINRA

Nasdaq Stock Market

Current Firm

JONESTRADING

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JONESTRADING

TRUST BUT VERIFY

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