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FIRM PROFILE
Overview
JONESTRADING is located at 555 Saint Charles Drive Suite #200, Thousand Oaks, CA 91360 and was first established at Los Angeles, Delaware in 08/15/2001. After operating for 24 years, JONESTRADING has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of JONESTRADING’s clients are individuals and 0% of their clients are high net worth individuals. JONESTRADING has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at JONESTRADING are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access JONESTRADING‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at JONESTRADING. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for JONESTRADING Comes From
Understanding the Statistics for JONESTRADING and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
555 Saint Charles Drive Suite #200, Thousand Oaks, CA 91360
555 Saint Charles Drive, Thousand Oaks, CA 91360
Medium
(818) 991-5500
Delaware since 08/15/2001
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | ||
| BELL, JEREMY DAVID | CCO | 4498676 | |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 | |
| COHEN, SHLOMO | DIRECTOR | 2877188 | |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 | |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 | |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 | |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 | |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 | |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 | |
| TESORO, ANTHONY JAMES | DIRECTOR | ||
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 | |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
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Advisor's working at JONESTRADING
Matthew Angel Murray
Jose Diogo Teles Da Silva Pereira
Mario Diamantopulos
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