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Austin Jarrett Neal

Austin J. Neal

FRAZIER FINANCIAL ADVISORS
COLUMBUS, OH 43221
Some features on this profile are disabled
CRD#: 7155044
Austin Jarrett Neal

Professional summary

Austin Jarrett Neal, CFP® is a registered financial advisor currently at FRAZIER FINANCIAL ADVISORS, LLC located in Columbus, Ohio and PRIVATE CLIENT SERVICES, LLC located in Columbus, Ohio.

Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Austin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Jarrett Neal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

June 13, 2024 - Present

FRAZIER FINANCIAL ADVISORS, LLC

Office #1: 1690 West Lane Avenue Suite 280, Columbus, OH 43221
RIA
CRD#: 106649
COLUMBUS, OH
Current

June 4, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1690 W Lane Ave, Ste 280, Columbus, OH 43221
RIA
BD
CRD#: 120222
Columbus, OH
Past

April 18, 2022 - May 22, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Gahanna, OH
Past

March 6, 2021 - May 22, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Gahanna, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRAZIER FINANCIAL ADVISORS, LLC
FRAZIER FINANCIAL ADVISORS | JAMES ARTHUR FRAZIER | FRAZIER JAMES ARTHUR | FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649 / SEC#: 801-50432

RIA
Registered Investment Advisory firm - (10/23/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(6/4/2024)
IAR
Ohio
(6/13/2024)
IAR
Texas
(9/11/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/6/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/5/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FRAZIER FINANCIAL ADVISORS, LLC
FRAZIER FINANCIAL ADVISORS | JAMES ARTHUR FRAZIER | FRAZIER JAMES ARTHUR | FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649 / SEC#: 801-50432

RIA
Registered Investment Advisory firm - (10/23/1995 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1690 West Lane Avenue Suite 280, Columbus, OH 43221
Mailing Address
Phone number
(614) 793-8297
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FRAZIER PART 2A OF FORM ADV (3/13/2025)

Regulatory assets under management

Total Number of Accounts3,751
AUM (Assets Under Management)$ 929,855,340

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/29/2025
Cover Page
Report
09/16/2025
Cover Page
Report
04/07/2025
Cover Page
Report
01/25/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649Columbus, OH 43221

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