Austin J. Neal

FRAZIER FINANCIAL ADVISORS

COLUMBUS, OH 43221

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CRD#: 7155044

Professional summary

Austin Jarrett Neal, CFP® is a registered financial advisor currently at FRAZIER FINANCIAL ADVISORS, LLC located in Columbus, Ohio and PRIVATE CLIENT SERVICES, LLC located in Columbus, Ohio.

Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Austin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Frazier Financial Advisors, LLC, investment-related, 1690 W Lane Avenue, Suite 280 Columbus, OH 43221, Registered Investment Adviser firm, Position: Investment Adviser Representative, start date: May, 2024, 160 hours per month, 160 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Jarrett Neal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

June 13, 2024 - Present

FRAZIER FINANCIAL ADVISORS, LLC

Office #1: 1690 West Lane Avenue Suite 280, Columbus, OH 43221

RIA

CRD#: 106649

COLUMBUS, OH

Current

June 4, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1690 W Lane Ave, Ste 280, Columbus, OH 43221

RIA

CRD#: 120222

Columbus, OH

Past

April 18, 2022 - May 22, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Gahanna, OH

Past

March 6, 2021 - May 22, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Gahanna, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRAZIER FINANCIAL ADVISORS, LLC

FRAZIER FINANCIAL ADVISORS | JAMES ARTHUR FRAZIER | FRAZIER JAMES ARTHUR | FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649 / SEC#: 801-50432

RIA

Registered Investment Advisory firm - (10/23/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(6/4/2024)

IAR

Ohio
(6/13/2024)

IAR

Texas
(9/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/6/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FRAZIER FINANCIAL ADVISORS, LLC

FRAZIER FINANCIAL ADVISORS | JAMES ARTHUR FRAZIER | FRAZIER JAMES ARTHUR | FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649 / SEC#: 801-50432

RIA

Registered Investment Advisory firm - (10/23/1995 Approved)

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Contact information

Main Address

1690 West Lane Avenue Suite 280, Columbus, OH 43221

Mailing Address

Phone number

(614) 793-8297

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRAZIER PART 2A OF FORM ADV (3/13/2025)

Regulatory assets under management

Total Number of Accounts	3,751
AUM (Assets Under Management)	$ 929,855,340

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/16/2025	Cover Page	Report
04/07/2025	Cover Page	Report
01/25/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin J. Neal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Jarrett Neal's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

FRAZIER FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2021

Series 7TO

Date: 3/6/2021

SIE

Date: 12/5/2020

FINRA

Current Firm

FRAZIER FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FRAZIER FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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