Weicheng Dai
Professional summary
Weicheng Dai, who also goes by William Dai, is a registered financial professional currently at TIDAL PARTNERS located in Palo Alto, California.
Weicheng is registered as a RR (Registered Representative) and started their career in finance in 2019. Weicheng has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Weicheng Dai's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
TIDAL PARTNERS
Office #1: 260 Homer Avenue Suite 101, Palo Alto, CA 94301Office #2: 260 Homer Avenue Suite 101, Palo Alto, CA 94301August 23, 2022 - July 26, 2023
BA SECURITIES, LLC
June 15, 2021 - August 31, 2022
CENTERVIEW PARTNERS LLC
August 16, 2019 - May 24, 2021
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/29/2022
General Securities Representative ExaminationSeries 79TO
Date: 8/9/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TIDAL PARTNERS
CRD#: 323885 / SEC#: , 8-71026
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIDAL PARTNERS
CRD#: 323885Palo Alto, CA 94301TRUST BUT VERIFY
Monitor Weicheng Dai
Get automatic monthly alerts on:
