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JL

Joshua Lieberman

JONES LANG LASALLE SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 7154924
JL

Professional summary

Joshua Lieberman is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in New York, New York.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2022. Joshua has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Lieberman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2022 - Present

JONES LANG LASALLE SECURITIES, LLC

Office #1: 330 Madison Avenue 4th Floor, New York, NY 10017
BD
CRD#: 120738
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/28/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/27/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/31/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JL
JONES LANG LASALLE SECURITIES, LLC
JLL SECURITIES | JONES LANG LASALLE SECURITIES, LLC

CRD#: 120738 / SEC#: , 8-65341

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Phone number
(312) 404-7582
Established
Illinois since 04/23/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JONES LANG LASALLE AMERICAS, INC.DIRECT OWNER
JOSEPH, MICHAEL SCOTTMANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER4231268
CASHDAN, DANIEL MICHAELPRESIDENT AND GENERAL SECURITIES PRINCIPAL1910672
DORFMAN, ESTEE CARLAPRINCIPAL FINANCIAL OFFICER2696529
DORFMAN, ESTEE CARLAFINANCIAL OPERATIONS PRINCIPAL2696529
DOWNING, JAMES ROTHPRINCIPAL OPERATIONS OFFICER5514806
DOWNING, JAMES ROTHCHIEF COMPLIANCE OFFICER5514806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JONES LANG LASALLE SECURITIES, LLC

CRD#: 120738New York, NY 10017

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