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ZW

Zhongli Wang

PRIME NUMBER CAPITAL
New York, NY 10017
Some features on this profile are disabled
CRD#: 7154577
ZW

Professional summary

Zhongli Wang is a registered financial professional currently at PRIME NUMBER CAPITAL, LLC located in New York, New York.

Zhongli is registered as a RR (Registered Representative) and started their career in finance in 2019. Zhongli has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zhongli Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 9, 2021 - Present

PRIME NUMBER CAPITAL, LLC

Office #1: 12 E. 49th Street, Tower 49 27th Floor, New York, NY 10017
BD
CRD#: 297029
New York, NY
Past

August 7, 2019 - May 8, 2020

PRIME NUMBER CAPITAL, LLC

BD
CRD#: 297029
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/24/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/7/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/13/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PN
PRIME NUMBER CAPITAL, LLC
PRIME NUMBER CAPITAL, LLC

CRD#: 297029 / SEC#: , 8-70118

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
12 E. 49th Street, Tower 49 27th Floor, New York, NY 10017
Mailing Address
12 E. 49th Street, Tower 49 27th Floor, New York, NY 10017
Phone number
(516) 209-0619
Established
Delaware since 01/27/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PRIME NUMBERS CAPITAL LLCOWNER
SHENG, HAOCCO/COO/FINOP/ELECTED MANAGER/MEMBER6949903
YAN, QIONG NMNPASSIVE SHAREHOLDER7995566
YANG, SHENGHUICEO7011316
YEUNG, WILSON SIU FAIPASSIVE SHAREHOLDER7997361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIME NUMBER CAPITAL, LLC

CRD#: 297029New York, NY 10017

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