Lily Zhang

DIVERSIFI CAPITAL LLC

Los Altos, CA 94022

Some features on this profile are disabled

CRD#: 7154533

Professional summary

Lily Zhang, CFP® is a registered financial advisor currently at DIVERSIFI CAPITAL LLC located in Los Altos, California.

Lily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Lily has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Zhang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

July 15, 2019 - Present

DIVERSIFI CAPITAL LLC

Office #1: 4546 El Camino Real B10 #1013, Los Altos, CA 94022

RIA

CRD#: 242788

Los Altos, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFI CAPITAL LLC

COMPASS CAPITAL MANAGEMENT GROUP LLC | DIVERSIFI CAPITAL LLC

CRD#: 242788 / SEC#: 801-121391

RIA

Registered Investment Advisory firm - (6/3/2021 Approved)

California

Registered Investment Advisory firm - (7/22/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - (6/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2019

Uniform Investment Adviser Law Examination

Current Firm

DIVERSIFI CAPITAL LLC

COMPASS CAPITAL MANAGEMENT GROUP LLC | DIVERSIFI CAPITAL LLC

CRD#: 242788 / SEC#: 801-121391

RIA

Registered Investment Advisory firm - (6/3/2021 Approved)

California

Registered Investment Advisory firm - (7/22/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - (6/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4546 El Camino Real B10 #1013, Los Altos, CA 94022

Mailing Address

Phone number

(650) 632-5667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- DIVERSIFI CAPITAL LLC (11/7/2025)

Regulatory assets under management

Total Number of Accounts	821
AUM (Assets Under Management)	$ 456,940,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lily Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVERSIFI CAPITAL LLC

Primary Firm SEC Registration

DIVERSIFI CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2019

Current Firm

DIVERSIFI CAPITAL LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFI CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors