John A. Zaro
Professional summary
John Aniblo Zaro III, who also goes by John Aniblo Zaro, is a registered financial advisor currently at BOURGEON CAPITAL MANAGEMENT LLC located in Darien, Connecticut.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. John has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Aniblo Zaro III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2010 - Present
BOURGEON CAPITAL MANAGEMENT LLC
Office #1: 320 Post Road Suite 220, Darien, CT 06820April 22, 1985 - June 6, 1991
MORGAN STANLEY & CO. LLC
November 23, 1983 - May 20, 1985
JEFFERIES LLC
September 23, 1980 - November 11, 1983
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BOURGEON CAPITAL MANAGEMENT LLC
CRD#: 108054 / SEC#: 801-56289
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/21/2018)
(4/9/2010)
(5/11/2018)
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
BOURGEON CAPITAL MANAGEMENT LLC
CRD#: 108054 / SEC#: 801-56289
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 334 |
| AUM (Assets Under Management) | $ 917,600,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/04/2025 | ||
| 02/03/2025 | ||
| 02/13/2024 | ||
| 03/17/2023 |
Red Flags
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