Michael A. Collver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Collver, who also goes by Mike Collver, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 10 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2015 - September 22, 2017
THE LEADERS GROUP, INC.
December 4, 2013 - December 31, 2014
CREATIVEONE SECURITIES, LLC
April 20, 2012 - August 30, 2013
ALLSTATE FINANCIAL SERVICES, LLC
July 13, 2007 - December 20, 2011
CENTAURUS FINANCIAL, INC.
February 3, 1999 - September 7, 2005
DUNWOODY BROKERAGE SERVICES, INC.
December 2, 1985 - October 1, 1998
PRUCO SECURITIES, LLC.
December 4, 1984 - November 20, 1985
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 4, 1984 - November 20, 1985
OSAIC FA, INC.
September 23, 1980 - November 2, 1984
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
September 23, 1980 - November 2, 1984
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/16/1980
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
