Luis D. Goberna
Professional summary
Luis Daniel Goberna, who also goes by Luis Goberna, is a registered financial professional currently at STATETRUST INVESTMENTS INC. located in Boca Raton, Florida.
Luis is registered as a RR (Registered Representative) and started their career in finance in 2019. Luis has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Daniel Goberna's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2025 - Present
STATETRUST INVESTMENTS INC.
Office #1: 1750 Clint Moore Road, Boca Raton, FL 33487July 13, 2022 - June 11, 2025
PEDERSON&CO LLC
August 28, 2019 - January 17, 2023
ASHLAND SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2025)
Exams
Series 99TO
Date: 2/13/2023
Operations Professional ExaminationSeries 7TO
Date: 1/19/2021
General Securities Representative ExaminationSeries 79TO
Date: 8/28/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STATETRUST INVESTMENTS INC.
CRD#: 104651 / SEC#: , 8-52954
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 7 |
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