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LG

Luis D. Goberna

AXIS CAPITAL USA
NEW YORK, NY 10174
Some features on this profile are disabled
CRD#: 7152621
LG

Professional summary

Luis Daniel Goberna, who also goes by Luis Goberna, is a registered financial professional currently at AXIS CAPITAL USA, LLC located in New York, New York and REPUBLIC PARTNERS, LLC located in Chicago, Illinois.

Luis is registered as a RR (Registered Representative) and started their career in finance in 2019. Luis has worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Luis Goberna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luis Daniel Goberna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2026 - Present

AXIS CAPITAL USA, LLC

Office #1: 405 Lexington Avenue Suite 714, New York, NY 10174
BD
CRD#: 293368
NEW YORK, NY
Current

February 26, 2026 - Present

REPUBLIC PARTNERS, LLC

Office #1: 2000 North Racine Avenue, Suite 4700, Chicago, IL 60614-4045
BD
CRD#: 281607
Chicago, IL
Current

February 26, 2026 - Present

CONSENSUS SECURITIES LLC

Office #1: 100 River Ridge Drive Suite 202, Norwood, MA 02062
BD
CRD#: 144684
Norwood, MA
Current

March 17, 2026 - Present

SINE QUA NON CAPITAL LLC

Office #1: 9736 Rennes Ln, Delray Beach, FL 33446
BD
CRD#: 330483
DELRAY BEACH, FL
Past

June 23, 2025 - November 11, 2025

STATETRUST INVESTMENTS INC.

BD
CRD#: 104651
BOCA RATON, FL
Past

July 13, 2022 - June 11, 2025

PEDERSON&CO LLC

BD
CRD#: 308617
EDEN PRAIRIE, MN
Past

August 28, 2019 - January 17, 2023

ASHLAND SECURITIES, LLC

BD
CRD#: 297523
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/6/2026)
RR
Illinois
(2/26/2026)
RR
Massachusetts
(2/26/2026)
RR
New York
(2/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/13/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/19/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/28/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/1/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SQ
SINE QUA NON CAPITAL LLC
SINE QUA NON CAPITAL LLC

CRD#: 330483 / SEC#: , 8-71223

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Contact information

Main Address
9736 Rennes Ln, Delray Beach, FL 33446
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Phone number
(636) 675-3746
Established
Delaware since 04/24/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BASKETT, ERINCEO4538604
BEVAUN, MARLONFINOP6259795
GOBERNA, LUIS DANIELCHIEF COMPLIANCE OFFICER7152621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SINE QUA NON CAPITAL LLC

CRD#: 330483New York, NY 10174

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