Cory D. Macdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory Duncan Macdonald was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 2020. Cory had worked at 2 firms and has passed the Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2020 - December 19, 2023
FLOW TRADERS U.S. LLC
October 13, 2020 - December 19, 2023
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 10/13/2020
General Securities Representative ExaminationCurrent Firm
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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