Jesus Robles

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

LONG BEACH, CA · CRD#

REDSTONE ADVISORS INC

WICHITA, KS · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Current

ADP BROKER-DEALER, INC.Current·CRD# 37693

BD

1851 N. Resler Drive, El Paso, TX 79912

October 20, 2026 - Present

Past

PACIFIC SELECT DISTRIBUTORS, LLCPast·CRD# 4452

BD

Newport Beach, CA

August 13, 2021 - October 23, 2026

PRUDENTIAL ANNUITIES DISTRIBUTORS, INCPast·CRD# 21570

BD

Dresher, PA

December 16, 2019 - August 13, 2021

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TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

LONG BEACH, CA · CRD#

REDSTONE ADVISORS INC

WICHITA, KS · CRD#

Current Firm

AB

ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: 8-47885

BD

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Adp Boulevard, Roseland, NJ 07068-1786

Mailing Address

71 Hanover Road Ms - 580, Florham Park, NJ 07932

Phone Number

(973) 712-2316

Established

New Jersey since 07/12/1994

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
ADP ATLANTIC, LLC	SHAREHOLDER	—
BARRENECHEA, PATRICIA MARGOT	FINOP	1715189
BLAKE, JAMES PATRICK	PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR	3078844
BOYLE, JAMES RICHARD	AML OFFICER	3137180
DOSPASSOS-KRIEG, KRISTIN ANNE	DIRECTOR	3079254
GIAQUINTO, VITA	RISK MANAGEMENT OFFICER	8262680
HODGES, JEFFRY AARON	DIRECTOR	5865575
HUREAU, MICHAEL RAY	DIRECTOR	5990787

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GREENWOOD VILLAGE, CO · CRD#

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MINNEAPOLIS, MN · CRD#

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LONG BEACH, CA · CRD#

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#

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MINNEAPOLIS, MN · CRD#

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LONG BEACH, CA · CRD#

REDSTONE ADVISORS INC

WICHITA, KS · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(10/22/2026)

RR

Arizona
(10/29/2026)

RR

Arkansas
(10/27/2026)

RR

California
(10/23/2026)

RR

Colorado
(10/23/2026)

RR

Connecticut
(10/23/2026)

RR

Delaware
(10/22/2026)

RR

District of Columbia
(10/23/2026)

RR

Florida
(10/23/2026)

RR

Georgia
(10/23/2026)

RR

Idaho
(10/27/2026)

RR

Illinois
(10/27/2026)

RR

Indiana
(10/23/2026)

RR

Iowa
(10/22/2026)

RR

Kansas
(10/23/2026)

RR

Kentucky
(10/26/2026)

RR

Louisiana
(10/23/2026)

RR

Maine
(10/22/2026)

RR

Maryland
(10/29/2026)

RR

Massachusetts
(10/23/2026)

RR

Michigan
(10/23/2026)

RR

Minnesota
(10/23/2026)

RR

Mississippi
(10/27/2026)

RR

Missouri
(10/22/2026)

RR

Nebraska
(10/22/2026)

RR

Nevada
(10/23/2026)

RR

New Hampshire
(10/22/2026)

RR

New Jersey
(10/23/2026)

RR

New Mexico
(10/23/2026)

RR

New York
(10/23/2026)

RR

North Carolina
(10/27/2026)

RR

North Dakota
(10/26/2026)

RR

Ohio
(10/22/2026)

RR

Oklahoma
(10/27/2026)

RR

Oregon
(10/29/2026)

RR

Pennsylvania
(10/26/2026)

RR

Rhode Island
(10/23/2026)

RR

South Carolina
(10/26/2026)

RR

South Dakota
(10/26/2026)

RR

Tennessee
(10/23/2026)

RR

Texas
(10/20/2026)

RR

Vermont
(10/27/2026)

RR

Virgin Islands
(10/26/2026)

RR

Virginia
(10/22/2026)

RR

Washington
(10/26/2026)

RR

West Virginia
(10/29/2026)

RR

Wisconsin
(10/22/2026)

RR

Wyoming
(10/26/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2020About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2019About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jesus Robles's CRS (Customer Relationship Summary).

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