James Patrick Blake
Professional Summary
James Patrick Blake is a registered financial advisor currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey. James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ADP BROKER-DEALER, INC.
Contact Information
Main Address
One Adp Boulevard, Roseland, NJ 07068-1786Mailing Address
71 Hanover Road Ms - 580, Florham Park, NJ 07932Phone Number
(973) 712-2316Established
New Jersey since 07/12/1994Firm Type
CorporationFiscal Year End
JuneFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | — |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| GIAQUINTO, VITA | RISK MANAGEMENT OFFICER | 8262680 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Patrick Blake's CRS (Customer Relationship Summary).
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