Joshua A. Oller

SUMMIT WEALTH GROUP

RIDGELAND, MS 39157

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CRD#: 7150658

Professional summary

Joshua Adam Oller, CFP®, who also goes by Josh Adam Oller, Joshua Oller, is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Ridgeland, Mississippi and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Joshua has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Adam Oller | Joshua Oller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Summit Weath Group LLC. Investment-related. At registered location. RIA. IAR. 04/2025. 160 hrs/month. 160 hrs during trading hrs. Service clients. 2. Fixed Insurance. Investment-related. At registered location. Insurance. Agent. 04/2025. 1 hr/month. 1 hr during trading hrs. Provide insurance advice based on the needs of clients. 3. ProTraj, LLC. Not investment-related. 2249 Southwood Rd., Jacksonville, MS 39211. Operating LLC/Support Company. Owner. 08/2022. 1 hr/month. 1 hr during trading hrs. This is a single member LLC set up to receive my Financial Advisory income from Summit Wealth Group.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Adam Oller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 5, 2025 - Present

SUMMIT WEALTH GROUP

Office #1: 271 Trace Colony Park Drive Suite B, Ridgeland, MS 39157

RIA

CRD#: 335242

RIDGELAND, MS

Current

May 1, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 271 Trace Colony Park Dr Suite B, Ridgeland, MS 39157

CRD#: 35747

ALBANY, NY

Past

December 6, 2019 - May 5, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Ridgeland, MS

Past

October 10, 2019 - May 5, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Ridgeland, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/22/2025)

Georgia
(5/22/2025)

Louisiana
(5/22/2025)

Mississippi
(5/1/2025)

IAR

Mississippi
(5/5/2025)

New Mexico
(5/22/2025)

Pennsylvania
(5/22/2025)

Tennessee
(5/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/10/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/9/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

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Contact information

Main Address

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921

Mailing Address

Phone number

(719) 633-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT WEALTH GROUP DISCLOSURE BROCHURE (7/21/2025)

Regulatory assets under management

Total Number of Accounts	4,911
AUM (Assets Under Management)	$ 1,353,760,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua A. Oller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Adam Oller's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

SUMMIT WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2019

Series 7TO

Date: 10/10/2019

SIE

Date: 8/9/2019

FINRA

Current Firm

SUMMIT WEALTH GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH GROUP

TRUST BUT VERIFY

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