AS
Austin P. Sowerbutts
STRONGTOWER WEALTH MANAGEMENT, PLC
Hot Springs, AR 71901
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CRD#: 7150286
AS
Professional summary
Austin P Sowerbutts is a registered financial advisor currently at STRONGTOWER WEALTH MANAGEMENT, PLC located in Hot Springs, Arkansas.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Austin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Strategy Consulting LLC, Can be indirectly Investment related (financial analysis is completed on small private business acquisitions), owner, ~80 hours per month. Can be during trading hours or after. Public Speaker: Can be investment related, same as business address, public speaking for churches, pastor conferences, marriage retreats, etc, 10 hours per month but not during trade hours, teach on Biblical and personal finances in general.
CRS (Client Relationship Summary) - RIA
Click below to view Austin P Sowerbutts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2024 - Present
STRONGTOWER WEALTH MANAGEMENT, PLC
Office #1: 450 West Grand Ave., Hot Springs, AR 71901RIA
CRD#: 292882
Hot Springs, AR
Past
September 10, 2019 - November 20, 2020
STRONGTOWER WEALTH MANAGEMENT, PLC
RIA
CRD#: 292882
HOT SPRINGS, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRONGTOWER WEALTH MANAGEMENT, PLC
STRONGTOWER WEALTH MANAGEMENT, PLC
CRD#: 292882 / SEC#: 801-127373
RIA
Registered Investment Advisory firm - (2/23/2023 Approved)Arkansas
Registered Investment Advisory firm - (3/1/2023 Terminated)Louisiana
Registered Investment Advisory firm - (3/6/2023 Terminated)Mississippi
Registered Investment Advisory firm - (3/1/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (3/1/2023 Terminated)Texas
Registered Investment Advisory firm - (3/1/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(10/1/2024)
IAR
Texas(9/25/2025)
Current Firm
SW
STRONGTOWER WEALTH MANAGEMENT, PLC
STRONGTOWER WEALTH MANAGEMENT, PLC
CRD#: 292882 / SEC#: 801-127373
RIA
Registered Investment Advisory firm - (2/23/2023 Approved)Arkansas
Registered Investment Advisory firm - (3/1/2023 Terminated)Louisiana
Registered Investment Advisory firm - (3/6/2023 Terminated)Mississippi
Registered Investment Advisory firm - (3/1/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (3/1/2023 Terminated)Texas
Registered Investment Advisory firm - (3/1/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
450 W. Grand Ave, Hot Springs, AR 71901
Mailing Address
Phone number
(501) 623-1141
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 695 |
| AUM (Assets Under Management) | $ 110,500,000 |
Red Flags
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