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Ryan Golden

AMERX
New York, NY
·CRD# 7149962·7 years experience

Professional Summary

Ryan Golden is a registered financial advisor currently at AMERX LLC located in New York, New York and M.D. SASS SECURITIES, L.L.C. located in New York, New York. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ryan has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

AMERX LLC·CRD# 140345
BD
570 Lexington Avenue 40th And 41st Floors, New York, NY 10022
August 18, 2026 - Present
M.D. SASS SECURITIES, L.L.C.·CRD# 139760
BD
570 Lexington Ave. 40th Floor, New York, NY 10022
October 28, 2026 - Present
AMERICAN CAPITAL PARTNERS, LLC·CRD# 119249
BD
New York, NY
February 18, 2025 - June 16, 2026
PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
White Plains, NY
January 16, 2024 - July 2, 2024
SYMBRIDGE CAPITAL LLC·CRD# 307430
BD
Greenwich, CT
November 11, 2022 - February 22, 2023
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
July 15, 2020 - June 29, 2022
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
September 11, 2019 - July 22, 2020
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 6, 2019 - July 22, 2020

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Current Firm

MS
M.D. SASS SECURITIES, L.L.C.

M.D. SASS SECURITIES, L.L.C.

CRD#: 139760 / SEC#: 8-67246
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

570 Lexington Ave. 40th Floor, New York, NY 10022

Mailing Address

570 Lexington Ave. 40th Floor, New York, NY 10022

Phone Number

(212) 252-3000

Established

Delaware since 09/23/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GI4 HOLDINGS, LLCMEMBER—
ANDERSON, J ERICCHIEF COMPLIANCE OFFICER1084169
DUNHAM, TIMOTHY PHILIPFINANCIAL AND OPERATIONS PRINCIPAL1016294
MALBIN, JARED DAVIDCHIEF OPERATIONS OFFICER3090059
ROSENBERG, DAVID IRACHIEF EXECUTIVE OFFICER2687902

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/19/2026)
RR
Connecticut
(8/19/2026)
RR
Florida
(8/19/2026)
RR
Illinois
(8/19/2026)
RR
Maryland
(8/19/2026)
RR
Massachusetts
(8/19/2026)
RR
New Jersey
(8/19/2026)
RR
New York
(8/18/2026)
RR
South Carolina
(9/17/2026)
RR
Texas
(8/19/2026)
RR
Washington
(8/27/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2019About the SIE exam
FINRA
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Golden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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