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Tarik Ferreira De Aguiar Abdala Mr

ARCHITECT SECURITIES
Mogi das Cruzes, São Paulo,
·CRD# 7149692·7 years experience

Professional Summary

Tarik Ferreira De Aguiar Abdala Mr, who also goes by Tarik Ferreira De Aguiar Abdala, is a registered financial advisor currently at ARCHITECT SECURITIES LLC. Tarik is registered as a RR (Registered Representative) and started their career in finance in 2019. Tarik has worked at 7 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, Series 7TO, SIE, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tarik Ferreira De Aguiar Abdala

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

ARCHITECT SECURITIES LLC·CRD# 328167
BD
Mogi Das Cruzes, São Paulo
September 26, 2024 - Present
BAINBRIDGE INVESTMENT BANK·CRD# 304472
BD
Mogi Das Cruzes
May 13, 2026 - June 30, 2026
BAINBRIDGE INVESTMENT BANK·CRD# 304472
BD
San Diego, CA
December 11, 2025 - March 5, 2026
COMPOSER SECURITIES LLC·CRD# 325118
BD
Campinas
October 25, 2023 - October 11, 2024
PLANNER SECURITIES LLC·CRD# 36866
BD
New York, NY
October 17, 2023 - October 24, 2023
NORTHBOUND SECURITIES LLC·CRD# 314549
BD
Weston, FL
March 17, 2023 - February 20, 2024
VESTFI INC.·CRD# 312624
BD
Campinas
May 9, 2022 - January 31, 2024
PASSFOLIO SECURITIES, LLC·CRD# 299874
BD
San Francisco, CA
October 23, 2019 - March 16, 2021

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Current Firm

AS
ARCHITECT SECURITIES LLC

ARCHITECT SECURITIES LLC

CRD#: 328167 / SEC#: 8-71217
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1400 N. Kingsbury Suite 2c, Chicago, IL 60642

Mailing Address

1400 N. Kingsbury Suite 2c, Chicago, IL 60642

Phone Number

(708) 325-8895

Established

Delaware since 08/02/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARCHITECT FINANCIAL TECHNOLOGIES, INC.SOLE MEMBER—
ABDALA, TARIK FERREIRA DE AGUIAR MRCEO AND CCO7149692
GARCIA, DANIEL THOMASSECOND PRINCIPAL5847982

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/6/2025)
RR
Alaska
(1/6/2025)
RR
Arizona
(1/6/2025)
RR
Arkansas
(1/6/2025)
RR
California
(1/6/2025)
RR
Colorado
(1/6/2025)
RR
Connecticut
(1/6/2025)
RR
Delaware
(1/6/2025)
RR
District of Columbia
(1/6/2025)
RR
Florida
(1/6/2025)
RR
Georgia
(1/6/2025)
RR
Hawaii
(1/6/2025)
RR
Idaho
(1/6/2025)
RR
Illinois
(1/6/2025)
RR
Indiana
(1/6/2025)
RR
Iowa
(1/6/2025)
RR
Kansas
(1/6/2025)
RR
Kentucky
(1/6/2025)
RR
Louisiana
(1/6/2025)
RR
Maine
(1/6/2025)
RR
Maryland
(1/6/2025)
RR
Massachusetts
(1/6/2025)
RR
Michigan
(1/6/2025)
RR
Minnesota
(1/6/2025)
RR
Mississippi
(1/6/2025)
RR
Missouri
(1/6/2025)
RR
Montana
(1/6/2025)
RR
Nebraska
(1/6/2025)
RR
Nevada
(1/6/2025)
RR
New Hampshire
(1/6/2025)
RR
New Jersey
(1/6/2025)
RR
New Mexico
(1/6/2025)
RR
New York
(1/6/2025)
RR
North Carolina
(1/6/2025)
RR
North Dakota
(1/6/2025)
RR
Ohio
(1/6/2025)
RR
Oklahoma
(1/6/2025)
RR
Oregon
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Puerto Rico
(1/6/2025)
RR
Rhode Island
(1/6/2025)
RR
South Carolina
(1/6/2025)
RR
South Dakota
(1/6/2025)
RR
Tennessee
(1/29/2026)
RR
Texas
(1/6/2025)
RR
Utah
(1/6/2025)
RR
Vermont
(1/6/2025)
RR
Virgin Islands
(1/6/2025)
RR
Virginia
(1/6/2025)
RR
Washington
(1/6/2025)
RR
West Virginia
(1/6/2025)
RR
Wisconsin
(1/6/2025)
RR
Wyoming
(1/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2019About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Apr 2024About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2019About the SIE exam

Series 4 — Registered Options Principal Examination

Passed Sep 2022About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Tarik Ferreira De Aguiar Abdala Mr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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