KY
Kelly H. Yip
EQT PARTNERS BD
San Francisco, CA 94103
Some features on this profile are disabled
CRD#: 7149504
KY
Professional summary
Kelly Hiu Kei Yip is a registered financial professional currently at EQT PARTNERS BD, LLC located in San Francisco, California.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 2019. Kelly has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kelly Hiu Kei Yip's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
EQT PARTNERS BD, LLC
Office #1: 150 Spear Street Suite 1350, San Francisco, CA 94103BD
CRD#: 322826
San Francisco, CA
Past
August 13, 2019 - October 28, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
San Francisco, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2023)
RR
Alaska(5/30/2023)
RR
Arizona(6/13/2023)
RR
Arkansas(6/8/2023)
RR
California(5/25/2023)
RR
Colorado(6/1/2023)
RR
Connecticut(5/24/2023)
RR
Delaware(6/5/2023)
RR
District of Columbia(7/10/2023)
RR
Florida(7/6/2023)
RR
Georgia(5/30/2023)
RR
Hawaii(6/1/2023)
RR
Idaho(5/24/2023)
RR
Illinois(6/2/2023)
RR
Indiana(6/8/2023)
RR
Iowa(5/30/2023)
RR
Kansas(5/30/2023)
RR
Kentucky(6/2/2023)
RR
Louisiana(6/7/2023)
RR
Maine(5/24/2023)
RR
Maryland(5/25/2023)
RR
Massachusetts(6/23/2023)
RR
Michigan(5/26/2023)
RR
Minnesota(8/8/2023)
RR
Mississippi(5/30/2023)
RR
Missouri(5/30/2023)
RR
Montana(5/25/2023)
RR
Nebraska(6/15/2023)
RR
Nevada(6/20/2023)
RR
New Hampshire(6/21/2023)
RR
New Jersey(6/21/2023)
RR
New Mexico(5/30/2023)
RR
New York(6/7/2023)
RR
North Carolina(6/5/2023)
RR
North Dakota(5/30/2023)
RR
Ohio(5/24/2023)
RR
Oklahoma(6/6/2023)
RR
Oregon(5/28/2023)
RR
Pennsylvania(5/25/2023)
RR
Puerto Rico(6/28/2023)
RR
Rhode Island(6/1/2023)
RR
South Carolina(5/26/2023)
RR
South Dakota(6/6/2023)
RR
Tennessee(5/25/2023)
RR
Texas(6/8/2023)
RR
Utah(5/25/2023)
RR
Vermont(6/8/2023)
RR
Virgin Islands(6/23/2023)
RR
Virginia(6/7/2023)
RR
Washington(5/31/2023)
RR
West Virginia(6/5/2023)
RR
Wisconsin(5/25/2023)
RR
Wyoming(6/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/29/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EP
EQT PARTNERS BD, LLC
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC
CRD#: 322826 / SEC#: , 8-70966
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Phone number
(484) 531-7456
Established
Delaware since 07/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
