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GH

Grace E. Hemmer

CHAUNER SECURITIES
Chicago, IL 60642
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CRD#: 7147994
GH
Grace E HemmerCHAUNER SECURITIES

Professional summary

Grace E Hemmer, CFP®, who also goes by Grace Hemmer, is a registered financial professional currently at CHAUNER SECURITIES, INC. located in Chicago, Illinois.

Grace is registered as a RR (Registered Representative) and started their career in finance in 2019. Grace has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO and SIE exams.

Aliases

Grace Hemmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Grace E Hemmer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 17, 2026 - Present

CHAUNER SECURITIES, INC.

Office #1: 1400 N Kingsbury Street 3rd Floor, Chicago, IL 60642
BD
CRD#: 10075
Chicago, IL
Past

January 23, 2020 - May 3, 2023

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

January 23, 2020 - May 3, 2023

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHICAGO, IL
Past

September 30, 2019 - January 10, 2020

TD AMERITRADE, INC.

RIA
CRD#: 7870
Chicago, IL
Past

September 30, 2019 - January 10, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Chicago, IL
Past

September 6, 2019 - January 10, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/24/2026)
RR
Alaska
(6/24/2026)
RR
Arizona
(6/24/2026)
RR
Arkansas
(6/24/2026)
RR
California
(6/24/2026)
RR
Colorado
(6/24/2026)
RR
Connecticut
(6/24/2026)
RR
Delaware
(6/24/2026)
RR
District of Columbia
(6/24/2026)
RR
Florida
(6/24/2026)
RR
Georgia
(6/24/2026)
RR
Hawaii
(6/24/2026)
RR
Idaho
(6/24/2026)
RR
Illinois
(6/17/2026)
RR
Indiana
(6/24/2026)
RR
Iowa
(6/24/2026)
RR
Kansas
(6/24/2026)
RR
Kentucky
(6/24/2026)
RR
Louisiana
(6/24/2026)
RR
Maine
(6/24/2026)
RR
Maryland
(6/24/2026)
RR
Massachusetts
(6/24/2026)
RR
Michigan
(6/24/2026)
RR
Minnesota
(6/24/2026)
RR
Mississippi
(6/24/2026)
RR
Missouri
(6/24/2026)
RR
Montana
(6/24/2026)
RR
Nebraska
(6/24/2026)
RR
Nevada
(6/24/2026)
RR
New Hampshire
(6/24/2026)
RR
New Jersey
(6/24/2026)
RR
New Mexico
(6/24/2026)
RR
New York
(6/24/2026)
RR
North Carolina
(6/24/2026)
RR
North Dakota
(6/24/2026)
RR
Ohio
(6/25/2026)
RR
Oklahoma
(6/24/2026)
RR
Oregon
(6/24/2026)
RR
Pennsylvania
(6/24/2026)
RR
Rhode Island
(6/24/2026)
RR
South Carolina
(6/24/2026)
RR
South Dakota
(6/24/2026)
RR
Tennessee
(6/24/2026)
RR
Texas
(6/24/2026)
RR
Utah
(6/24/2026)
RR
Vermont
(6/24/2026)
RR
Virginia
(6/24/2026)
RR
Washington
(6/24/2026)
RR
West Virginia
(6/24/2026)
RR
Wisconsin
(6/24/2026)
RR
Wyoming
(6/24/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/17/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/17/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/2/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CHAUNER SECURITIES, INC.
CHAUNER & COTTER, INC. | CHAUNER, GRAVER & ASSOCIATES, INC. | CHAUNER, COTTER & GRAVER, INC. | CHAUNER SECURITIES, INC.

CRD#: 10075 / SEC#: , 8-33980

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Mailing Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Phone number
(847) 509-8880
Established
Illinois since 04/10/1985
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SARAH C. CYPHERS TRUSTTRUST
CHAUNER, FRANK BYRONVICE PRESIDENT735725
CYPHERS, SARAH C.PRESIDENT, CHIEF COMPLIANCE OFFICER, TRUSTEE4691733

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CHAUNER SECURITIES, INC.

CRD#: 10075Chicago, IL 60642

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