Sarah C. Cyphers
Professional Summary
Sarah C. Cyphers, who also goes by Sarah Jean Chauner, is a registered financial advisor currently at CHAUNER SECURITIES, INC. located in Chicago, Illinois. Sarah is registered as a RR (Registered Representative) and started their career in finance in 2003. Sarah has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sarah Jean Chauner
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
CHAUNER & COTTER, INC. | CHAUNER, GRAVER & ASSOCIATES, INC. | CHAUNER, COTTER & GRAVER, INC. | CHAUNER SECURITIES, INC.
Contact Information
Main Address
666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735Mailing Address
666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735Phone Number
(847) 509-8880Established
Illinois since 04/10/1985Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SARAH C. CYPHERS TRUST | TRUST | — |
| CYPHERS, SARAH C. | PRESIDENT, CHIEF COMPLIANCE OFFICER, TRUSTEE | 4691733 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/9/2023)
(2/5/2004)
(3/18/2022)
(11/14/2003)
(12/13/2023)
(9/26/2023)
(10/2/2023)
(9/27/2023)
(3/28/2022)
(9/26/2023)
(10/19/2020)
(9/25/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2014About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sarah C. Cyphers's CRS (Customer Relationship Summary).
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