Tian Qiong Weng
Professional summary
Tian Qiong Weng, who also goes by Joanne Weng, Tian Qiong Weng, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Fremont, California.
Tian Qiong is registered as a RR (Registered Representative) and started their career in finance in 2020. Tian Qiong has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tian Qiong Weng's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3340 Walnut Ave. Ste 275, Fremont, CA 94538February 28, 2020 - June 14, 2021
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2021)
Exams
Series 6TO
Date: 2/28/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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