CK
Christine Kopecky
TRANSAMERICA RETIREMENT ADVISORS
Whitefish Bay, WI
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CRD#: 7146586
CK
Professional summary
Christine Kopecky, who also goes by Christine Simonnet, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Whitefish Bay, Wisconsin and TRANSAMERICA INVESTORS SECURITIES, LLC located in New Hope, Minnesota.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Christine has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christine Simonnet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA: Prosperity Financial Planning PROSPERITY FINANCIAL PLANNING POSITION: Insurance Agent NATURE: As part of Retirement Income planning, the solutions i offer integrate insurance and investments. Insurance products used most are life insurance, long term care insurance and annuities. Also some Disability insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 11/01/2021 ADDRESS: N27W23957 Paul Road, Suite 105, Pewaukee WI 53072, United States DESCRIPTION: As part of Retirement Income planning, the solutions i offer integrate insurance and investments.Insurance products used most are life insurance, long term care insurance and annuities. Also some Disability insurance. SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Advisory business with SAA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 08/01/2023 ADDRESS: N27 W23957 Paul Road, suite 105, Pewaukee WI 53072, United States DESCRIPTION: As i work on a retirement plan with my customers, if they have assets they want professionally managed, I will help them using the Securities America platform.
CRS (Client Relationship Summary) - RIA
Click below to view Christine Kopecky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2023 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Whitefish Bay, WI
Current
December 11, 2023 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
New Hope, MN
Past
August 28, 2023 - November 27, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
PEWAUKEE, WI
Past
August 28, 2023 - November 27, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PEWAUKEE, WI
Past
May 26, 2020 - October 21, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/12/2023)
RR
Alaska(12/13/2023)
RR
Arizona(12/20/2023)
RR
Arkansas(12/15/2023)
RR
California(12/12/2023)
RR
Colorado(12/12/2023)
RR
Connecticut(12/12/2023)
RR
Delaware(12/21/2023)
RR
District of Columbia(12/19/2023)
RR
Florida(12/12/2023)
RR
Georgia(12/12/2023)
RR
Hawaii(12/12/2023)
RR
Idaho(12/12/2023)
RR
Illinois(12/18/2023)
RR
Indiana(12/14/2023)
RR
Iowa(12/18/2023)
RR
Kansas(12/12/2023)
RR
Kentucky(12/13/2023)
RR
Louisiana(12/22/2023)
RR
Maine(12/12/2023)
RR
Maryland(12/13/2023)
RR
Massachusetts(12/12/2023)
RR
Michigan(12/13/2023)
RR
Minnesota(12/11/2023)
RR
Mississippi(12/13/2023)
RR
Missouri(12/12/2023)
RR
Montana(12/12/2023)
RR
Nebraska(12/11/2023)
RR
Nevada(12/15/2023)
RR
New Hampshire(12/13/2023)
RR
New Jersey(12/14/2023)
RR
New Mexico(12/13/2023)
RR
New York(12/12/2023)
RR
North Carolina(12/11/2023)
RR
North Dakota(12/18/2023)
RR
Ohio(12/12/2023)
RR
Oklahoma(12/13/2023)
RR
Oregon(12/12/2023)
RR
Pennsylvania(12/12/2023)
RR
Puerto Rico(1/9/2024)
RR
Rhode Island(12/13/2023)
RR
South Carolina(12/12/2023)
RR
South Dakota(12/12/2023)
RR
Tennessee(12/12/2023)
RR
Texas(12/11/2023)
RR
Utah(12/12/2023)
RR
Vermont(12/12/2023)
RR
Virginia(12/13/2023)
RR
Washington(12/12/2023)
RR
West Virginia(12/12/2023)
IAR
Wisconsin(12/11/2023)
RR
Wisconsin(12/12/2023)
RR
Wyoming(12/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
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Contact information
Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
