CW
Craig M. Waldie
MERCER ALLIED COMPANY, L.P.
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 7146254
CW
Professional summary
Craig Mckenna Waldie, who also goes by Craig Waldie, is a registered financial professional currently at MERCER ALLIED COMPANY, L.P. located in Atlanta, Georgia.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2019. Craig has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Craig Waldie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Craig Mckenna Waldie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2022 - Present
MERCER ALLIED COMPANY, L.P.
Office #1: 3550 Peachtree Road Suite 1000, Atlanta, GA 30326BD
CRD#: 37404
Atlanta, GA
Past
July 5, 2019 - June 2, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/13/2022)
RR
Alaska(7/13/2022)
RR
Arizona(7/13/2022)
RR
Arkansas(7/13/2022)
RR
California(7/13/2022)
RR
Colorado(7/13/2022)
RR
Connecticut(7/13/2022)
RR
Delaware(7/13/2022)
RR
District of Columbia(7/13/2022)
RR
Florida(7/13/2022)
RR
Georgia(7/13/2022)
RR
Hawaii(7/13/2022)
RR
Idaho(7/13/2022)
RR
Illinois(7/13/2022)
RR
Indiana(7/13/2022)
RR
Iowa(7/13/2022)
RR
Kansas(7/13/2022)
RR
Kentucky(7/13/2022)
RR
Louisiana(7/13/2022)
RR
Maine(7/13/2022)
RR
Maryland(7/13/2022)
RR
Massachusetts(7/13/2022)
RR
Michigan(7/13/2022)
RR
Minnesota(7/13/2022)
RR
Mississippi(7/13/2022)
RR
Missouri(7/13/2022)
RR
Montana(7/13/2022)
RR
Nebraska(7/13/2022)
RR
Nevada(7/13/2022)
RR
New Hampshire(7/13/2022)
RR
New Jersey(7/13/2022)
RR
New Mexico(7/13/2022)
RR
New York(7/13/2022)
RR
North Carolina(7/13/2022)
RR
North Dakota(7/13/2022)
RR
Ohio(7/18/2022)
RR
Oklahoma(7/13/2022)
RR
Oregon(7/13/2022)
RR
Pennsylvania(7/13/2022)
RR
Puerto Rico(7/13/2022)
RR
Rhode Island(7/13/2022)
RR
South Carolina(7/13/2022)
RR
South Dakota(7/13/2022)
RR
Tennessee(7/13/2022)
RR
Texas(7/13/2022)
RR
Utah(7/13/2022)
RR
Vermont(7/13/2022)
RR
Virgin Islands(7/13/2022)
RR
Virginia(7/13/2022)
RR
Washington(7/13/2022)
RR
West Virginia(7/13/2022)
RR
Wisconsin(7/13/2022)
RR
Wyoming(7/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/5/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MERCER ALLIED COMPANY, L.P.
MERCER ALLIED COMPANY, L.P.
CRD#: 37404 / SEC#: , 8-47739
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Coliseum Drive, Cohoes, NY 12047
Mailing Address
100 Coliseum Drive, Cohoes, NY 12047
Phone number
(518) 886-4000
Established
Delaware since 10/11/1994
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDMAN SACHS WEALTH SERVICES, L.P. | SOLE LIMITED PARTNER | 106693 |
| GS AYCO HOLDING LLC | GENERAL PARTNER | |
| HALL, LARIK MARSHALL | PRESIDENT | 2634322 |
| KINOWSKI, KYLE T | VICE PRESIDENT | 4277862 |
| LUKS, SHELLEY M | VP & CHIEF FINANCIAL OFFICER | 6004389 |
| NASS, JEREMY PAUL | VP & CHIEF OPERATIONS OFFICER | 4244509 |
| RYAN, DIANA ELIZABETH | VP & CHIEF COMPLIANCE OFFICER | 2780148 |
| VOLSKY, MELISSA C | VICE PRESIDENT | 4648752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
