RB
Renee M. Brunner
HBKS WEALTH ADVISORS
ERIE, PA 16506
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CRD#: 7145199
RB
Professional summary
Renee Michelle Brunner is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Erie, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Erie, Pennsylvania.
Renee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Renee has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HBKS Wealth Advisors - Investment Related - At registered location - RIA - Compliance Supervisor - 06/26/2020 - 160 hours a month - 160 trading hours a month - compliance duties Purshe Kaplan Sterling - Investment Related - At registered location - BD - Non-Producing Rep - 11/9/2020 - 0 hours a month - 0 trading hours a month - compliance duties HBK Sorce Insurance LLC - Investment Related - At registered location - RIA/BD - Compliance Supervisor - 2/2022 - 5 hours a month - 5 trading hours a month - compliance oversight of insurance program
CRS (Client Relationship Summary) - RIA
Click below to view Renee Michelle Brunner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2021 - Present
HBKS WEALTH ADVISORS
Office #1: 2725 Colonial Ave, Erie, PA 16506RIA
CRD#: 112139
ERIE, PA
Current
November 9, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2725 Colonial Ave, Erie, PA 16506BD
CRD#: 35747
ERIE, PA
Current
February 24, 2025 - Present
HBK SORCE BROKERAGE LLC
Office #1: 2725 Colonial Avenue, Erie, PA 16506BD
CRD#: 107690
Erie, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(1/29/2021)
IAR
Pennsylvania(2/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
