Zachary D. Alder
Professional summary
Zachary Duane Alder, who also goes by Zach Duane Alder, Zachary Duane Alder, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Saint Augustine, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Zachary has worked at 4 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Duane Alder's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
December 21, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 10, 2022 - December 12, 2022
CITIGROUP GLOBAL MARKETS INC.
February 9, 2022 - December 12, 2022
CITIGROUP GLOBAL MARKETS INC.
September 30, 2021 - December 10, 2021
EMPOWER ADVISORY GROUP, LLC
September 16, 2021 - December 10, 2021
EMPOWER FINANCIAL SERVICES, INC.
March 13, 2020 - September 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2020 - September 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(1/13/2023)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
(12/21/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/31/2020
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
