Alexandra L. Yaseen
Professional summary
Alexandra Lauren Yaseen, who also goes by Alexandra Yaseen, Ally Yaseen, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2020. Alexandra has worked at 3 firms and has passed the Series 63, Series 86, Series 87, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexandra Lauren Yaseen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017April 6, 2021 - July 12, 2022
BERENBERG CAPITAL MARKETS LLC
August 22, 2020 - April 1, 2021
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2022)
Exams
Series 7TO
Date: 6/30/2021
General Securities Representative ExaminationSeries 79TO
Date: 8/22/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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