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AJ

Austin W. Jennings

EDEN GLOBAL CAPITAL PARTNERS
New York, NY 10022
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CRD#: 7142977
AJ

Professional summary


Austin Wayne Jennings, who also goes by Austin Jennings, is a registered financial professional currently at EDEN GLOBAL CAPITAL PARTNERS LLC located in New York, New York.

Austin is registered as a RR (Registered Representative) and started their career in finance in 2019. Austin has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Austin Jennings

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Austin Wayne Jennings's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 3, 2022 - Present

EDEN GLOBAL CAPITAL PARTNERS LLC

Office #1: 445 Park Avenue 5th Floor, New York, NY 10022Office #2: 445 Park Avenue 5th Floor, New York, NY 10022
BD
CRD#: 313169
New York, NY
Past

May 4, 2020 - January 27, 2022

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

July 23, 2019 - March 20, 2020

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/22/2022)
RR
Alaska
(3/22/2022)
RR
Arizona
(3/22/2022)
RR
Arkansas
(3/23/2022)
RR
California
(3/22/2022)
RR
Colorado
(3/22/2022)
RR
Connecticut
(3/22/2022)
RR
Delaware
(4/29/2022)
RR
District of Columbia
(4/1/2022)
RR
Georgia
(3/22/2022)
RR
Hawaii
(3/22/2022)
RR
Idaho
(3/22/2022)
RR
Illinois
(3/30/2022)
RR
Indiana
(3/22/2022)
RR
Iowa
(3/22/2022)
RR
Kansas
(3/22/2022)
RR
Kentucky
(3/22/2022)
RR
Louisiana
(3/22/2022)
RR
Maine
(3/22/2022)
RR
Maryland
(3/22/2022)
RR
Massachusetts
(3/22/2022)
RR
Michigan
(3/22/2022)
RR
Mississippi
(3/22/2022)
RR
Missouri
(3/23/2022)
RR
Montana
(3/22/2022)
RR
Nebraska
(3/22/2022)
RR
Nevada
(3/22/2022)
RR
New Hampshire
(3/22/2022)
RR
New Jersey
(3/22/2022)
RR
New Mexico
(4/18/2022)
RR
New York
(3/22/2022)
RR
North Carolina
(3/22/2022)
RR
North Dakota
(3/22/2022)
RR
Ohio
(3/23/2022)
RR
Oklahoma
(3/22/2022)
RR
Oregon
(3/22/2022)
RR
Pennsylvania
(3/22/2022)
RR
Puerto Rico
(3/29/2022)
RR
Rhode Island
(3/22/2022)
RR
South Carolina
(3/22/2022)
RR
South Dakota
(3/22/2022)
RR
Tennessee
(3/22/2022)
RR
Texas
(3/22/2022)
RR
Utah
(3/22/2022)
RR
Vermont
(3/28/2022)
RR
Virgin Islands
(3/29/2022)
RR
Virginia
(3/22/2022)
RR
Washington
(3/22/2022)
RR
West Virginia
(3/22/2022)
RR
Wisconsin
(3/22/2022)
RR
Wyoming
(3/22/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 7/25/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/23/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


EG
EDEN GLOBAL CAPITAL PARTNERS LLC
EDEN GLOBAL CAPITAL PARTNERS LLC

CRD#: 313169 / SEC#: , 8-70671

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
445 Park Avenue 5th Floor, New York, NY 10022
Mailing Address
445 Park Avenue 5th Floor, New York, NY 10022
Phone number
(212) 466-6790
Established
Delaware since 02/10/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EDEN GLOBAL PARTNERS LLCMEMBER
DWEK, DAVID M.CHIEF EXECUTIVE OFFICER4715397
KOPEL, REUBENMANAGING DIRECTOR4838321
MEADE, KEVIN CCHIEF COMPLIANCE OFFICER5501434
STAMOVA, ILINA SFINOP5500851

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EDEN GLOBAL CAPITAL PARTNERS LLC

CRD#: 313169New York, NY 10022

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