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Steven C. O'mara

BROWN FINANCIAL PLANNING LLC
Essexville, MI
Some features on this profile are disabled
CRD#: 7142734
SO

Professional summary

Steven Charles O'mara Mr. is a registered financial advisor currently at BROWN FINANCIAL PLANNING LLC located in Essexville, Michigan.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Steven has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Charles O'mara Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 19, 2019 - Present

BROWN FINANCIAL PLANNING LLC

RIA
CRD#: 169330
Essexville, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(6/19/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/20/2019
Uniform Investment Adviser Law Examination

Current Firm

BF
BROWN FINANCIAL PLANNING LLC
BROWN COMPREHENSIVE FINANCIAL LLC | BROWN FINANCIAL PLANNING LLC | BROWN FINANCIAL PLANNING | BROWN FINANCIAL LLC

CRD#: 169330 / SEC#:

Michigan
Registered Investment Advisory firm - (11/25/2013 Approved)
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Contact information

Main Address
Bay City, MI
Mailing Address
Phone number
(989) 493-2940
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts112
AUM (Assets Under Management)$ 14,513,301

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROWN FINANCIAL PLANNING LLC

CRD#: 169330Essexville, MI

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