Thomas J. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Jonathan James Bradley, who also goes by Tom Bradley, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2020. Thomas had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2020 - January 11, 2023
YIELDX SECURITIES
January 22, 2020 - December 31, 2024
FNZ ADVISERS LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 8/3/2019
General Securities Representative ExaminationCurrent Firm
YIELDX SECURITIES
CRD#: 304918 / SEC#: , 8-70379
Contact information
Documents
Red Flags
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