Laura A. Larosa

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CRD#: 714230

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura Anntonina Larosa was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 1980. Laura had worked at 10 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 12, 2009 - July 2, 2012

GLENMEDE INVESTMENT MANAGEMENT, LP

RIA

CRD#: 108165

PHILADELPHIA, PA

Past

November 13, 2001 - December 31, 2012

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

MILWAUKEE, WI

Past

November 12, 1997 - August 31, 2001

FORUM FINANCIAL SERVICES, LLC

CRD#: 38816

PORTLAND, ME

Past

September 1, 1997 - September 26, 1997

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

July 6, 1995 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

March 10, 1995 - July 5, 1995

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

October 20, 1994 - November 14, 1994

HOPPER SOLIDAY & CO., INC.

CRD#: 20838

LANCASTER, PA

Past

January 31, 1991 - June 17, 1992

HOPPER SOLIDAY & CO., INC.

CRD#: 20838

LANCASTER, PA

Past

January 16, 1986 - June 25, 1991

W.H. NEWBOLD'S SON & CO., INC.

CRD#: 7575

Past

March 19, 1982 - January 22, 1986

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Past

August 22, 1980 - March 2, 1982

COLLINGS LEGG MASON, INC.

CRD#: 4001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLENMEDE INVESTMENT MANAGEMENT, LP

GLENMEDE ADVISERS, INC | GLENMEDE INVESTMENT MANAGEMENT, LP

CRD#: 108165 / SEC#: 801-57826

RIA

Registered Investment Advisory firm - (8/25/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/17/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1980

General Securities Representative Examination

Current Firm

GLENMEDE INVESTMENT MANAGEMENT, LP

GLENMEDE ADVISERS, INC | GLENMEDE INVESTMENT MANAGEMENT, LP

CRD#: 108165 / SEC#: 801-57826

RIA

Registered Investment Advisory firm - (8/25/2000 Approved)

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Contact information

Main Address

1650 Market Street, One Liberty Place Suite 4000, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 419-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLENMEDE INVESTMENT MANAGEMENT, LP FORM ADV, PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,174
AUM (Assets Under Management)	$ 7,069,365,851

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2023	Cover Page	Report
03/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laura A. Larosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

FORUM FINANCIAL SERVICES, LLC

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

FUNDS DISTRIBUTOR, LLC

HOPPER SOLIDAY & CO., INC.

HOPPER SOLIDAY & CO., INC.

W.H. NEWBOLD'S SON & CO., INC.

JANNEY MONTGOMERY SCOTT LLC

COLLINGS LEGG MASON, INC.

Primary Firm SEC Registration

GLENMEDE INVESTMENT MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/1980

Series 7

Date: 8/16/1980

Current Firm

GLENMEDE INVESTMENT MANAGEMENT, LP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLENMEDE INVESTMENT MANAGEMENT, LP

TRUST BUT VERIFY

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