TYLER C. CHESTNUT
CAPFINANCIAL SECURITIES. | Financial Advisor, Advice and Wellness
Raleigh, NC 27609
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CRD#: 7141858
Professional summary
TYLER CALVIN CHESTNUT is a registered financial professional currently at CAPFINANCIAL SECURITIES, LLC. located in Raleigh, North Carolina.
TYLER is registered as a RR (Registered Representative) and started their career in finance in 2019. TYLER has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Biography
Tyler joined CAPTRUST in 2021. As an advisor on the financial wellness and advice team, he collaborates with institutional retirement plans to provide personal financial planning and retirement counseling to plan participants. Prior to joining the firm, Tyler served as an associate at Fidelity Investments.
Tyler holds a Bachelor of Arts degree in English from the University of Alabama. Outside of the office, he enjoys traveling, playing disc golf, and watching Alabama college football.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view TYLER CALVIN CHESTNUT's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Alabama
BA - English
Experience
Current
January 5, 2022 - Present
CAPFINANCIAL SECURITIES, LLC.
Office #1: 4208 Six Forks Road #1700, Raleigh, NC 27609BD
CRD#: 126291
Raleigh, NC
Past
August 9, 2019 - December 10, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
DURHAM, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(1/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPFINANCIAL SECURITIES, LLC.
CAPFI INSURANCE SERVICES LLC | FREEDOM ONE | DEFINED CONTRIBUTION ADVISORS INC OR DCADVISORS | CFS SECURITIES, LLC | CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" | CAPTRUST FINANCIAL ADVISORS | CAPTRUST | CAPFINANCIAL SECURITIES, LLC. | CAPFINANCIAL PARTNERS, LLC
CRD#: 126291 / SEC#: , 8-65870
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Mailing Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Phone number
(919) 870-6822
Established
North Carolina since 11/21/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | |
| BUCHANAN, DENISE MCGEE | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO | 1284353 |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CAPFINANCIAL SECURITIES, LLC.
Financial Advisor, Advice and WellnessCRD#: 126291Raleigh, NC 27609TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
