Christopher J. Bloch

ASCENT ADVISORS

MANKATO, MN 56001

Some features on this profile are disabled

CRD#: 7141556

Professional summary

Christopher Jon Bloch, who also goes by Chip Bloch, is a registered financial advisor currently at ASCENT ADVISORS located in Mankato, Minnesota.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Christopher has worked at 5 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chip Bloch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jon Bloch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2025 - Present

ASCENT ADVISORS

Office #1: 1600 Madison Avenue Suite 103, Mankato, MN 56001

RIA

CRD#: 335353

MANKATO, MN

Past

June 14, 2024 - December 12, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MANOKATO, MN

Past

June 14, 2024 - December 12, 2025

OSAIC WEALTH, INC.

CRD#: 23131

MANOKATO, MN

Past

January 10, 2022 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

NORTH MANKATO, MN

Past

January 10, 2022 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

North Mankato, MN

Past

June 15, 2020 - October 14, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

BLOOMINGTON, MN

Past

August 19, 2019 - October 14, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

BLOOMINGTON, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/31/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/19/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/15/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/15/2020

Securities Industry Essentials Examination

Current Firm

ASCENT ADVISORS

ASCENT ADVISORS | ASCENT FINANCIAL ADVISORS LLC | ASCENT FINANCIAL ADVISORS | ASCENT ADVISORS LLC

CRD#: 335353 / SEC#: 801-134543

RIA

Registered Investment Advisory firm - (12/3/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1600 Madison Avenue Suite 103, Mankato, MN 56001

Mailing Address

Phone number

(952) 444-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - ASCENT ADVISORS (9/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ronald Oldano

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Wesley Chapel, FL

David Carrow

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Rochester, MN

Kirk Paulsen

MONEY CONCEPTS CAPITAL CORP

IAR

Mt. Pleasant, SC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher J. Bloch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jon Bloch's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2021

Series 65

Date: 8/19/2019

Series 6TO

Date: 6/15/2020

SIE

Date: 6/15/2020

Current Firm

ASCENT ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ASCENT ADVISORS

TRUST BUT VERIFY

Similar Advisors