Nicholas J. Daniel

COLUMBUS WEALTH MANAGEMENT

DUBLIN, OH 43017

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CRD#: 7141398

Professional summary

Nicholas Jeffery Daniel, who also goes by Nick Jeffery Daniel, is a registered financial advisor currently at COLUMBUS WEALTH MANAGEMENT located in Dublin, Ohio.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Jeffery Daniel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Jeffery Daniel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2021 - Present

COLUMBUS WEALTH MANAGEMENT

Office #1: 6605 Longshore Street Suite 240 #190, Dublin, OH 43017

RIA

CRD#: 317480

DUBLIN, OH

Past

September 3, 2019 - October 18, 2021

WINDSOR ADVISORY GROUP, LLC

RIA

CRD#: 122266

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/16/2021)

IAR

Texas
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2019

Uniform Investment Adviser Law Examination

Current Firm

COLUMBUS WEALTH MANAGEMENT

COLUMBUS WEALTH MANAGEMENT | COLUMBUS WEALTH MANAGEMENT LLC

CRD#: 317480 / SEC#:

Ohio

Registered Investment Advisory firm - (12/16/2021 Approved)

Texas

Registered Investment Advisory firm - (3/29/2022 Conditional Restricted)

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Contact information

Main Address

6605 Longshore Street Suite 240 #190, Dublin, OH 43017

Mailing Address

Phone number

(937) 776-5494

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 26,764,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas J. Daniel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Jeffery Daniel's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBUS WEALTH MANAGEMENT

WINDSOR ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2019

Current Firm

COLUMBUS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLUMBUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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