William G. Clark
Professional summary
William Goodman Clark JR, who also goes by William G Clark Jr, is a registered financial professional currently at PUMA CAPITAL, LLC located in Rye, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1980. William has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Goodman Clark JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2020 - Present
PUMA CAPITAL, LLC
Office #1: 555 Theodore Fremd Avenue Suite C204, Rye, NY 10580July 22, 2014 - March 6, 2020
CLEARVIEW TRADING ADVISORS, INC.
October 5, 2011 - July 16, 2014
TEJAS SECURITIES GROUP, INC.
June 10, 2002 - March 3, 2011
CANTOR FITZGERALD & CO.
February 16, 2000 - June 10, 2002
APEX CLEARING CORPORATION
July 25, 1988 - February 17, 2000
CIBC WORLD MARKETS CORP.
August 19, 1980 - March 21, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2020)
(3/11/2020)
(8/5/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/22/1999
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
PUMA CAPITAL, LLC
CRD#: 146744 / SEC#: , 8-67849
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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