Paul A. Giroux
Professional summary
Paul Anthony Giroux, who also goes by Paul Giroux, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1980. Paul has worked at 8 firms and has passed the Series 63, SIE, Series 15, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Anthony Giroux's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2023 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017May 10, 2019 - January 31, 2023
DINOSAUR FINANCIAL GROUP, L.L.C
March 15, 2018 - January 31, 2019
FIRST EMPIRE SECURITIES, INC.
June 13, 2016 - December 12, 2017
FHN FINANCIAL SECURITIES CORP.
March 6, 2015 - April 14, 2016
BLACKROCK INVESTMENTS, LLC
August 13, 2013 - January 29, 2015
CITIGROUP GLOBAL MARKETS INC.
July 11, 2013 - August 12, 2013
STERNE, AGEE & LEACH, INC.
November 28, 1997 - July 15, 2013
CITIGROUP GLOBAL MARKETS INC.
August 19, 1980 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2023)
Exams
Series 15
Date: 5/12/1983
Foreign Currency Options ExaminationSeries 5
Date: 3/19/1982
Interest Rate Options ExaminationFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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