Tien V. Nguyen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tien Vu Nguyen, who also goes by Tien Nguyen, was a registered financial professional .
Tien is a previously registered financial professional and started their career in finance in 2019. Tien had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2020 - July 27, 2021
GREEN STREET
May 27, 2020 - October 5, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 19, 2019 - October 2, 2020
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 8/19/2019
General Securities Representative ExaminationCurrent Firm
GREEN STREET
CRD#: 172378 / SEC#: 801-80137
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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