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Matthew D Johnston

EAGLE POINT SECURITIES
Greenwich, CT
·CRD# 7138535·7 years experience

Professional Summary

Matthew D Johnston is a registered financial advisor currently at EAGLE POINT SECURITIES LLC located in Greenwich, Connecticut. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2019. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

EAGLE POINT SECURITIES LLC·CRD# 324528
BD
600 Steamboat Road Suite 202, Greenwich, CT 06830
July 29, 2025 - Present
SIEBERT ADVISORNXT, LLC.·CRD# 288572
RIA
New York, NY
January 25, 2023 - July 10, 2025
MURIEL SIEBERT & CO., LLC·CRD# 5376
BD
New York, NY
June 7, 2022 - July 10, 2025
OSAIC FA, INC.·CRD# 3978
RIA
Hunt Valley, MD
February 9, 2022 - June 16, 2022
OSAIC FA, INC.·CRD# 3978
BD
Hunt Valley, MD
February 9, 2022 - June 16, 2022
SIEBERT ADVISORNXT, LLC.·CRD# 288572
RIA
Jersey City, NJ
April 12, 2021 - January 20, 2022
MURIEL SIEBERT & CO., LLC·CRD# 5376
BD
Jersey City, NJ
November 26, 2019 - January 20, 2022

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Current Firm

EP
EAGLE POINT SECURITIES LLC

EAGLE POINT SECURITIES LLC

CRD#: 324528 / SEC#: 8-71048
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Mailing Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Phone Number

(203) 340-8565

Established

Delaware since 11/29/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EAGLE POINT HOLDINGS LPSOLE MEMBER—
CHUNG, MICHAEL NMNFINOP/PFO5739877
DAIGLE, JENNIFFER ALYCEVICE PRESIDENT2620553
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER (POO)4197747
HECKER, ALEXANDER JEREMYCHIEF COMPLIANCE OFFICER6140462
ROTH, JOSEPH HARRISPRESIDENT7673254

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(7/29/2025)
RR
Delaware
(7/29/2025)
RR
Illinois
(12/8/2025)
RR
Indiana
(12/8/2025)
RR
Iowa
(12/8/2025)
RR
Kansas
(12/8/2025)
RR
Michigan
(12/8/2025)
RR
Minnesota
(12/8/2025)
RR
Missouri
(12/8/2025)
RR
Nebraska
(12/8/2025)
RR
New Jersey
(7/29/2025)
RR
New York
(7/29/2025)
RR
North Dakota
(12/8/2025)
RR
Ohio
(12/8/2025)
RR
Pennsylvania
(7/29/2025)
RR
Rhode Island
(7/29/2025)
RR
South Dakota
(12/8/2025)
RR
Wisconsin
(12/8/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam

Series 24 — General Securities Principal Examination

Passed Nov 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew D Johnston's CRS (Customer Relationship Summary).

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