NS
Nicholas R. Snyder
FNEX CAPITAL
Torrence, CA 90503
Some features on this profile are disabled
CRD#: 7138151
NS
Professional summary
Nicholas Robert Snyder, who also goes by Nicholas Snyder, is a registered financial professional currently at FNEX CAPITAL, LLC located in Torrence, California.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2021. Nicholas has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nicholas Snyder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Robert Snyder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2022 - Present
FNEX CAPITAL, LLC
Office #1: 2958 Columbia St, Torrence, CA 90503BD
CRD#: 166316
Torrence, CA
Past
October 13, 2021 - January 14, 2022
GROWTH CAPITAL SERVICES, INC.
BD
CRD#: 124658
CLAYMONT, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2022)
RR
Alaska(1/23/2022)
RR
Arizona(1/23/2022)
RR
Arkansas(1/23/2022)
RR
California(1/23/2022)
RR
Colorado(1/23/2022)
RR
Connecticut(1/23/2022)
RR
Delaware(1/23/2022)
RR
District of Columbia(1/23/2022)
RR
Florida(1/23/2022)
RR
Georgia(1/23/2022)
RR
Hawaii(1/23/2022)
RR
Idaho(1/23/2022)
RR
Illinois(1/23/2022)
RR
Indiana(1/23/2022)
RR
Iowa(1/23/2022)
RR
Kansas(1/23/2022)
RR
Kentucky(1/23/2022)
RR
Louisiana(1/23/2022)
RR
Maine(1/23/2022)
RR
Maryland(1/23/2022)
RR
Massachusetts(1/23/2022)
RR
Michigan(1/23/2022)
RR
Minnesota(1/23/2022)
RR
Mississippi(1/23/2022)
RR
Missouri(1/23/2022)
RR
Montana(1/23/2022)
RR
Nebraska(1/23/2022)
RR
Nevada(1/23/2022)
RR
New Hampshire(1/23/2022)
RR
New Jersey(1/23/2022)
RR
New Mexico(1/23/2022)
RR
New York(1/23/2022)
RR
North Carolina(1/23/2022)
RR
North Dakota(1/23/2022)
RR
Ohio(1/23/2022)
RR
Oklahoma(1/23/2022)
RR
Oregon(1/23/2022)
RR
Pennsylvania(1/23/2022)
RR
Rhode Island(1/23/2022)
RR
South Carolina(1/23/2022)
RR
South Dakota(1/23/2022)
RR
Tennessee(1/23/2022)
RR
Texas(1/23/2022)
RR
Utah(1/23/2022)
RR
Vermont(1/23/2022)
RR
Virginia(1/23/2022)
RR
Washington(1/23/2022)
RR
West Virginia(1/23/2022)
RR
Wisconsin(1/23/2022)
RR
Wyoming(1/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
