Stephen William Grant
Professional Summary
Stephen William Grant, who also goes by Steve Grant, was a registered financial advisor. Stephen was a previously registered financial advisor and started their career in finance 1980 - 2008. Stephen had worked at 12 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Grant
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
A. RAY FREEMAN & CO. | GUARANTY BROKERAGE SERVICES, INC. | CORELINK FINANCIAL, INC. | BISYS BROKERAGE SERVICES, INC.
Contact Information
Established
California since 08/16/1988Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMEVEST FINANCIAL SERVICES, INC. | SOLE SHAREHOLDER | 15340 |
| BONNEAU, CATHERINE MCCORMACK | PRESIDENT, CHAIRMAN, CEO AND DIRECTOR | 2899706 |
| BURNS, MICHAEL DENNIS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | 2030617 |
| CASEY, SEAN PATRICK | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | 2156290 |
| DILLON, LADONNA JEAN | ASSISTANT VICE PRESIDENT | 1076897 |
| HOLWEGER, KIMBERLEY ANN | VICE PRESIDENT AND DIRECTOR OF OPERATIONS | 1572778 |
| REINHOLZ, CHRISTOPHER JON | VICE PRESIDENT AND DIRECTOR OF TRADING | 1961258 |
| RUMMELMCCOOL, LEANN RENEE | DIRECTOR, VICE PRESIDENT AND NATIONAL SALES DIRECTOR | 1965155 |
| SHELSON, MARK PAUL | DIRECTOR, VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 1819252 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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