AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
BG

Bruce Arthur Galbraith

SIEBERT ADVISORNXT, LLC.
Seal Beach, CA
·CRD# 7136046·7 years registered

Professional Summary

Bruce Arthur Galbraith, who also goes by Bruce A Galbraith Jr, Bruce Arthur Galbraith Jr., Bruce Galbraith, Bruce A Galbraith, Jr, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Seal Beach, California and MURIEL SIEBERT & CO., LLC located in Seal Beach, California. Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Bruce has worked at 4 firms and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bruce A Galbraith Jr, Bruce Arthur Galbraith Jr., Bruce Galbraith, Bruce A Galbraith, Jr

Blog Corner

More Resources

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
View profile
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

Years of Experience

7 years registered in the securities industry

Current & Past Employments

Current

SIEBERT ADVISORNXT, LLC.Current·CRD# 288572
RIA
3020 Old Ranch Parkway, Suite 300, Seal Beach, CA 90740
March 3, 2026 - Present
MURIEL SIEBERT & CO., LLCCurrent·CRD# 5376
BD
3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740
March 3, 2026 - Present

Past

WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Seal Beach, CA
October 13, 2025 - January 12, 2026
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Seal Beach, CA
October 13, 2025 - January 12, 2026
J.P. MORGAN SECURITIES LLCPast·CRD# 79
RIA
Laguna Niguel, CA
September 25, 2024 - August 13, 2025
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Laguna Niguel, CA
September 25, 2024 - August 13, 2025
SIEBERT ADVISORNXT, LLC.Past·CRD# 288572
RIA
Beverly Hills, CA
August 30, 2019 - September 16, 2024
MURIEL SIEBERT & CO., LLCPast·CRD# 5376
BD
Seal Beach, CA
August 12, 2019 - September 16, 2024

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

Current Firm

SA
SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718
RIA
Registered Investment Advisory firm - SEC (7/11/2017 Approved)

Contact Information

Main Address

300 Vesey Street 5th Floor, New York, NY, 10282

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone Number

(800) 872-0444

# of Employees

43

SEC notice filing (43 States and Territories)

Registered to provide investment advisory services in 43 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE 9-22-2026 (9/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

973

AUM (Assets Under Management)

$391,509,579

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718
RIA
Registered Investment Advisory firm - SEC (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/3/2026)
IAR
California
(3/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2019About the SIE exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Arthur Galbraith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Tara Tussing Unverzagt
AdvisorCheck Check Mark
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Ryan Anthony Gallo
AdvisorCheck Check Mark
Ryan Anthony Gallo

LPL FINANCIAL LLC

FULLERTON, CA · CRD#
Barton S Pearce
AdvisorCheck Check Mark
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
Pietro Lombardi
AdvisorCheck Check Mark
Pietro Lombardi

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#