AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BG

Bruce A. Galbraith

SIEBERT ADVISORNXT.
Seal Beach, CA 90740
Some features on this profile are disabled
CRD#: 7136046
BG

Professional summary

Bruce Arthur Galbraith Jr, who also goes by Bruce A Galbraith Jr, Bruce Arthur Galbraith Jr., Bruce Galbraith, Bruce A Galbraith, Jr, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Seal Beach, California and MURIEL SIEBERT & CO., LLC located in Seal Beach, California.

Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Bruce has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bruce A Galbraith Jr | Bruce Arthur Galbraith Jr. | Bruce Galbraith | Bruce A Galbraith, Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Arthur Galbraith Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 3020 Old Ranch Parkway, Suite 300, Seal Beach, CA 90740
RIA
CRD#: 288572
Seal Beach, CA
Current

March 3, 2026 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740
BD
CRD#: 5376
Seal Beach, CA
Past

October 13, 2025 - January 12, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SEAL BEACH, CA
Past

October 13, 2025 - January 12, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SEAL BEACH, CA
Past

September 25, 2024 - August 13, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LAGUNA NIGUEL, CA
Past

September 25, 2024 - August 13, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LAGUNA NIGUEL, CA
Past

August 30, 2019 - September 16, 2024

SIEBERT ADVISORNXT, LLC.

RIA
CRD#: 288572
Beverly Hills, CA
Past

August 12, 2019 - September 16, 2024

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
Seal Beach, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/3/2026)
IAR
California
(3/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/29/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/31/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/11/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts786
AUM (Assets Under Management)$ 287,623,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIEBERT ADVISORNXT, LLC.

CRD#: 288572Seal Beach, CA 90740

TRUST BUT VERIFY

Monitor Bruce Galbraith

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
Barton S Pearce
Barton PearceAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
IRVINE, CA
Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.