Patrick C. Coffey

CALAMOS ADVISORS LLC

Chicago, IL 60607

Some features on this profile are disabled

CRD#: 7135512

Professional summary

Patrick C Coffey, who also goes by Pat C Coffey, Patrick C Coffey, Patrick Coffey, is a registered financial advisor currently at CALAMOS ADVISORS LLC located in Chicago, Illinois and CALAMOS FINANCIAL SERVICES LLC located in Chicago, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat C Coffey | Patrick C Coffey | Patrick Coffey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick C Coffey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2025 - Present

CALAMOS ADVISORS LLC

Office #1: 215 N. Peoria Street #600, Chicago, IL 60607

RIA

CRD#: 105758

Chicago, IL

Current

December 22, 2025 - Present

CALAMOS FINANCIAL SERVICES LLC

Office #1: 215 North Peoria Street #600/1100/1200, Chicago, IL 60607

CRD#: 19850

Chicago, IL

Past

February 21, 2024 - December 17, 2025

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111135

CHICAGO, IL

Past

February 21, 2024 - December 17, 2025

MESIROW FINANCIAL, INC.

CRD#: 2764

HIGHLAND PARK, IL

Past

November 2, 2021 - February 9, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Chicago, IL

Past

November 2, 2021 - February 9, 2024

MORGAN STANLEY

CRD#: 149777

Chicago, IL

Past

July 14, 2021 - October 18, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Indianapolis, IN

Past

June 17, 2021 - October 18, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALAMOS ADVISORS LLC

CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS

CRD#: 105758 / SEC#: 801-29688

RIA

Registered Investment Advisory firm - (5/29/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/22/2025)

Alaska
(12/22/2025)

Arizona
(12/22/2025)

Arkansas
(12/22/2025)

California
(12/22/2025)

Colorado
(12/22/2025)

Connecticut
(12/22/2025)

Delaware
(12/22/2025)

District of Columbia
(12/22/2025)

Florida
(12/22/2025)

Georgia
(12/22/2025)

Hawaii
(12/22/2025)

Idaho
(12/22/2025)

Illinois
(12/22/2025)

IAR

Illinois
(12/22/2025)

Indiana
(12/22/2025)

Iowa
(12/22/2025)

Kansas
(12/22/2025)

Kentucky
(12/22/2025)

Louisiana
(12/22/2025)

Maine
(12/22/2025)

Maryland
(12/22/2025)

Massachusetts
(12/22/2025)

Michigan
(12/22/2025)

Minnesota
(12/22/2025)

Mississippi
(12/22/2025)

Missouri
(12/22/2025)

Montana
(12/22/2025)

Nebraska
(12/22/2025)

Nevada
(12/22/2025)

New Hampshire
(12/22/2025)

New Jersey
(12/22/2025)

New Mexico
(12/22/2025)

New York
(12/22/2025)

North Carolina
(12/22/2025)

North Dakota
(12/22/2025)

Ohio
(12/22/2025)

Oklahoma
(12/22/2025)

Oregon
(12/22/2025)

Pennsylvania
(12/22/2025)

Puerto Rico
(12/22/2025)

Rhode Island
(12/22/2025)

South Carolina
(12/22/2025)

South Dakota
(12/22/2025)

Tennessee
(12/22/2025)

Texas
(12/22/2025)

Utah
(12/22/2025)

Vermont
(12/22/2025)

Virgin Islands
(12/22/2025)

Virginia
(12/22/2025)

Washington
(12/22/2025)

West Virginia
(12/22/2025)

Wisconsin
(12/22/2025)

Wyoming
(12/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/17/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/7/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CALAMOS ADVISORS LLC

CALAMOS ADVISORS LLC | CALAMOS ASSET MANAGEMENT INC | CALAMOS ARISTA PARTNERS

CRD#: 105758 / SEC#: 801-29688

RIA

Registered Investment Advisory firm - (5/29/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

Phone number

(630) 245-7200

Established

Firm type

Fiscal year end

# of Employees

257

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,662
AUM (Assets Under Management)	$ 38,184,222,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick C. Coffey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick C Coffey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS FINANCIAL SERVICES LLC

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW FINANCIAL, INC.

MORGAN STANLEY

MORGAN STANLEY

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CALAMOS ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2021

Series 7TO

Date: 6/17/2021

SIE

Date: 5/7/2021

FINRA

Current Firm

CALAMOS ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALAMOS ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors