WM
William G. Morrison
AMERITAS ADVISORY SERVICES
Flagstaff, AZ 86001
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CRD#: 713505
WM
Professional summary
William Glenn Morrison JR, who also goes by William Glenn Morrison, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Flagstaff, Arizona and AMERITAS INVESTMENT COMPANY, LLC located in Flagstaff, Arizona.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. William has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Glenn Morrison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * BENEFIT & FINANCIAL STRATEGIES LLC; SAME AS BRANCH; INV REL; INSURANCE AND FINANCIAL SERVICES; OWNER; START DATE=10/1988; HRS/MO=180; TRADING HRS/MO=120; SALES, ADVISORY SERVICES, MARKETING, MANAGEMENT OF STAFF * 510 N Humphreys LLC; same as branch; non-inv rel; "single asset" LLC which will house our insurance and investment firm operation; Managing Partner; start date=10/2019; hrs/mo=3; trading hrs/mo=3; landlord and building owner/manager
CRS (Client Relationship Summary) - RIA
Click below to view William Glenn Morrison JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 510 N Humphreys St, Flagstaff, AZ 86001RIA
CRD#: 317245
Flagstaff, AZ
Current
January 2, 1997 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 510 N Humphreys St, Flagstaff, AZ 86001BD
CRD#: 14869
Flagstaff, AZ
Past
January 11, 2005 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
March 23, 1990 - December 31, 1996
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
May 1, 1989 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Past
March 5, 1985 - November 28, 1988
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Past
August 13, 1980 - December 17, 1984
NEW ENGLAND SECURITIES
BD
CRD#: 615
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2024)
RR
Arizona(1/2/1997)
IAR
Arizona(11/1/2021)
RR
California(1/9/2003)
RR
Colorado(7/15/2019)
RR
Connecticut(6/10/2008)
RR
Florida(6/19/2018)
RR
Idaho(7/15/2019)
RR
Indiana(7/15/2019)
RR
Iowa(7/15/2019)
RR
Kentucky(7/15/2019)
RR
Maine(7/15/2019)
RR
Maryland(7/15/2019)
RR
Michigan(3/10/2022)
RR
Minnesota(7/15/2019)
RR
Missouri(1/24/2024)
RR
Montana(1/25/2017)
RR
Nebraska(11/22/2006)
RR
Nevada(7/15/2019)
RR
New Jersey(7/15/2019)
RR
New Mexico(11/22/2006)
RR
New York(7/15/2019)
RR
North Carolina(3/30/2007)
RR
Ohio(7/16/2019)
RR
Oregon(7/15/2019)
RR
Pennsylvania(4/8/2022)
RR
South Carolina(7/15/2019)
RR
South Dakota(9/2/2010)
RR
Texas(7/15/2019)
IAR
Texas(11/1/2021)
RR
Utah(1/9/2003)
RR
Virginia(6/21/2002)
RR
Washington(11/7/2018)
RR
Wisconsin(1/10/2025)
RR
Wyoming(7/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/7/1980
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
