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JR

Jack W. Radley

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS
Clifton Park, NY
Some features on this profile are disabled
CRD#: 7134888
JR

Professional summary

Jack William Radley, who also goes by Jack Willam Radley, Jack Radley, is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Clifton Park, New York.

Jack is registered as a RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Willam Radley | Jack Radley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jack William Radley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 21, 2021 - Present

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

BD
CRD#: 157625
Clifton Park, NY
Past

February 12, 2021 - July 6, 2021

MORGAN STANLEY

RIA
CRD#: 149777
SARATOGA SPRINGS, NY
Past

January 11, 2021 - July 6, 2021

MORGAN STANLEY

BD
CRD#: 149777
SARATOGA SPRINGS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/21/2021)
RR
Alaska
(7/21/2021)
RR
Arizona
(7/21/2021)
RR
Arkansas
(7/21/2021)
RR
California
(7/21/2021)
RR
Colorado
(7/21/2021)
RR
Connecticut
(7/21/2021)
RR
Delaware
(7/21/2021)
RR
District of Columbia
(7/21/2021)
RR
Florida
(7/21/2021)
RR
Georgia
(7/21/2021)
RR
Hawaii
(7/21/2021)
RR
Idaho
(7/21/2021)
RR
Illinois
(7/21/2021)
RR
Indiana
(7/21/2021)
RR
Iowa
(7/21/2021)
RR
Kansas
(7/21/2021)
RR
Kentucky
(7/21/2021)
RR
Louisiana
(7/21/2021)
RR
Maine
(7/21/2021)
RR
Maryland
(7/21/2021)
RR
Massachusetts
(7/21/2021)
RR
Michigan
(7/21/2021)
RR
Minnesota
(7/21/2021)
RR
Mississippi
(7/21/2021)
RR
Missouri
(7/21/2021)
RR
Montana
(7/21/2021)
RR
Nebraska
(7/21/2021)
RR
Nevada
(7/21/2021)
RR
New Hampshire
(7/21/2021)
RR
New Jersey
(7/21/2021)
RR
New Mexico
(7/21/2021)
RR
New York
(7/21/2021)
RR
North Carolina
(7/21/2021)
RR
North Dakota
(7/21/2021)
RR
Ohio
(7/22/2021)
RR
Oklahoma
(7/21/2021)
RR
Oregon
(7/21/2021)
RR
Pennsylvania
(7/21/2021)
RR
Rhode Island
(7/21/2021)
RR
South Carolina
(7/21/2021)
RR
South Dakota
(7/21/2021)
RR
Tennessee
(7/21/2021)
RR
Texas
(7/21/2021)
RR
Utah
(7/21/2021)
RR
Vermont
(7/21/2021)
RR
Virginia
(7/21/2021)
RR
Washington
(7/21/2021)
RR
West Virginia
(7/21/2021)
RR
Wisconsin
(7/21/2021)
RR
Wyoming
(7/21/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/11/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/5/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625 / SEC#: , 8-68856

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Phone number
(312) 897-4000
Established
Delaware since 03/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE INVESTMENT MANAGEMENT INC.MEMBER109307
DORFMAN, ESTEE CARLAFINOP, PRINCIPAL FINANCIAL OFFICER2696529
FIGUS, ANDREW NMNPRINCIPAL OPERATIONS OFFICER6055035
FREEMAN, ROBIN DAWNCHIEF COMPLIANCE OFFICER2611849
MEYER, KRISTINA LYNNEPRESIDENT AND GENERAL SECURITIES PRINCIPAL6653787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625Clifton Park, NY

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