AM
Alison R. Miller
MISSION WEALTH MANAGEMENT, LP
Austin, TX 78746
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CRD#: 7134845
AM
Professional summary
Alison Rose Miller is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Austin, Texas.
Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Alison has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MISSION WEALTH SECURITIES, LP; INVESTMENT RELATED; ADDRESS: 1111 CHAPALA ST 3RD FLOOR SANTA BARBARA, CA 93101; NATURE: REGISTERED INVESTMENT ADVISOR; POSITION: SR. CLIENT ADVISOR ASSOCIATE; START DATE: 3/2023; NUMBER OF HOURS: 20 TOTAL HOURS/MONTH, 10 OF THOSE DURING TRADING HOURS. DUAL REGISTRATION WITH MWS, LP, IS TEMPORARILY BEING APPROVED TO ASSIST IAR WITH TRANSITION TO THIS RIA TO ENSURE CONTINUED SERVICING OF CLIENTS. MWS, LP, IS NOT A RELATED ENTITY OF PER STIRLING CAPITAL MANAGEMENT, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Alison Rose Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2023 - Present
MISSION WEALTH MANAGEMENT, LP
Office #1: 901 S. Mopac Expressway, Barton Oaks V, Suite 250, Austin, TX 78746RIA
CRD#: 113057
Austin, TX
Past
January 14, 2022 - March 31, 2023
PER STIRLING CAPITAL MANAGEMENT, LLC
RIA
CRD#: 151671
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC
CRD#: 113057 / SEC#: 801-61230
RIA
Registered Investment Advisory firm - (6/7/2002 Approved)California
Registered Investment Advisory firm - (6/14/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/2/2023)
Current Firm
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC
CRD#: 113057 / SEC#: 801-61230
RIA
Registered Investment Advisory firm - (6/7/2002 Approved)California
Registered Investment Advisory firm - (6/14/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 882-2360
Established
Firm type
Fiscal year end
# of Employees
145
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,456 |
| AUM (Assets Under Management) | $ 10,024,060,630 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
