Jason R. Hughes

PALLAS CAPITAL ADVISORS

Braintree, MA 02184

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CRD#: 7134720

Professional summary

Jason Richard Hughes, who also goes by Jason R Hughes, Jason Hughes, is a registered financial advisor currently at PALLAS CAPITAL ADVISORS, LLC located in Braintree, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Braintree, Massachusetts.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jason has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason R Hughes | Jason Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Jason Hughes is dually-registered as an Investment Advisor Representative with Pallas Capital Advisors, LLC ("Pallas" - since 02/2020) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS" - since 08/2023). Business is conducted from 45 Braintree Hill Office Park, Suite 201, Braintree, MA 02184. Approximately 90% of Mr. Hughes's time is for services under Pallas and the balance as a Registered Representative of PKS. 2. PKSF. Investment related. At the registered location. Fixed Insurance. Agent. Agent. 04/2023. 0hrs/ Monthly. 0hrs/ during trading. Provide insurance advice to based on the needs of client(s). 3. Top Gun Littlenecks; not investment related; 30 Great Rd, Acton, MA 01720; Club lacrosse team ; Coach; 5/2022; 10-15 hrs/month;0 hrs during trading; Coaching middle school club lacrosse teams.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Richard Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2022 - Present

PALLAS CAPITAL ADVISORS, LLC

Office #1: 45 Braintree Hill Office Park Suite 201, Braintree, MA 02184

RIA

CRD#: 310327

Braintree, MA

Current

August 24, 2023 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 45 Braintree Hill Office Park Suite 201, Braintree, MA 02184

CRD#: 35747

Braintree, MA

Past

November 8, 2021 - May 23, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Braintree, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(5/4/2022)

Massachusetts
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/25/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/6/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/20/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

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Contact information

Main Address

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184

Mailing Address

Phone number

(781) 971-5052

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALLAS DISCLOSURE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	3,780
AUM (Assets Under Management)	$ 3,195,166,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason R. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Richard Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALLAS CAPITAL ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

TRIAD ADVISORS LLC

Primary Firm SEC Registration

PALLAS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/25/2022

Series 7TO

Date: 11/6/2021

SIE

Date: 5/20/2021

FINRA

Current Firm

PALLAS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALLAS CAPITAL ADVISORS, LLC

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