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Aahana Chatterjee

ICAPITAL MARKETS

NEW YORK, NY

·CRD# 7134148·6 years experience

Professional Summary

Aahana Chatterjee is a registered financial advisor currently at ICAPITAL MARKETS LLC located in New York, New York. Aahana is registered as a RR (Registered Representative) and started their career in finance in 2020. Aahana has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 57TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

ICAPITAL MARKETS LLC·CRD# 118219

BD

60 East 42nd Street 26th Floor, New York, NY 10165

September 29, 2026 - Present

TITAN·CRD# 290111

RIA

New York, NY

October 29, 2025 - August 4, 2026

TITAN GLOBAL TECHNOLOGIES LLC·CRD# 312379

BD

New York, NY

October 23, 2025 - August 4, 2026

GOLDMAN SACHS & CO. LLC·CRD# 361

BD

New York, NY

September 10, 2020 - October 3, 2025

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Current Firm

IM

ICAPITAL MARKETS LLC

AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: 8-53640

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

60 East 42nd Street 26th Floor, New York, NY 10165

Mailing Address

60 East 42nd Street 26th Floor, New York, NY 10165

Phone Number

(646) 520-2020

Established

Delaware since 08/13/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAPITAL MARKETS HOLDING LLC	PARENT	—
GALLAGHER, GARY	HEAD OF BROKER DEALER	2218836
GEORGE, THOMAS KEITH	FINOP	5378303
MORGAN, COURTNEY	CHIEF COMPLIANCE OFFICER	6384535

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Titan Global Technologies LLC Investment-related: Yes Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: SEC-registered broker-dealer, Member FINRA/SIPC. Position/title/relationship: Vice President, Wealth Advisor Start date: 09/29/2025 Hours/month: 16 Hours/month during securities trading hours: 16 Duties: Brokerage-related activities. Business Name: Titan Global Capital Management USA LLC Investment-related: Yes Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: SEC-registered investment adviser. Position/title/relationship: Vice President, Wealth Advisor Start date: 09/29/2025 Hours/month: 144 Hours/month during securities trading hours: 144 Duties: Assisting with investment advisory activities. Business Name: Titan Global Capital Management, Inc. Investment-related: No Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: Parent company providing technology platform for regulated subsidiaries. Position/title/relationship: Vice President, Wealth Advisor Start date: 09/29/2025 Hours/month: 0 Hours/month during securities trading hours: 0 Duties: None. Compensation by Titan Global Capital Management, Inc. is reimbursed by subsidiary regulated entities.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

New York
(9/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2020About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jan 2021About the Series 3 exam

Series 57TO — Securities Trader Exam

Passed Oct 2020About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Sep 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2020About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Aahana Chatterjee's CRS (Customer Relationship Summary).

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