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AC

Aahana Chatterjee

ICAPITAL MARKETS
NEW YORK, NY 10165
Some features on this profile are disabled
CRD#: 7134148
AC
Aahana ChatterjeeICAPITAL MARKETS

Professional summary

Aahana Chatterjee is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Aahana is registered as a RR (Registered Representative) and started their career in finance in 2020. Aahana has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 57TO, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Titan Global Technologies LLC Investment-related: Yes Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: SEC-registered broker-dealer, Member FINRA/SIPC. Position/title/relationship: Vice President, Wealth Advisor Start date: 09/29/2025 Hours/month: 16 Hours/month during securities trading hours: 16 Duties: Brokerage-related activities. Business Name: Titan Global Capital Management USA LLC Investment-related: Yes Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: SEC-registered investment adviser. Position/title/relationship: Vice President, Wealth Advisor Start date: 09/29/2025 Hours/month: 144 Hours/month during securities trading hours: 144 Duties: Assisting with investment advisory activities. Business Name: Titan Global Capital Management, Inc. Investment-related: No Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: Parent company providing technology platform for regulated subsidiaries. Position/title/relationship: Vice President, Wealth Advisor Start date: 09/29/2025 Hours/month: 0 Hours/month during securities trading hours: 0 Duties: None. Compensation by Titan Global Capital Management, Inc. is reimbursed by subsidiary regulated entities.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aahana Chatterjee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2026 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165
BD
CRD#: 118219
NEW YORK, NY
Past

October 29, 2025 - August 4, 2026

TITAN

RIA
CRD#: 290111
NEW YORK, NY
Past

October 23, 2025 - August 4, 2026

TITAN GLOBAL TECHNOLOGIES LLC

BD
CRD#: 312379
New York, NY
Past

September 10, 2020 - October 3, 2025

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/29/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 10/29/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 9/17/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Status Unavailable
Passed: 1/29/2021
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 57TO
Status Unavailable
Passed: 10/12/2020
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 9/10/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 8/27/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GALLAGHER, GARYHEAD OF BROKER DEALER2218836
GEORGE, THOMAS KEITHFINOP5378303
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219New York, NY 10165

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