Blake L. Weltmann

SECONDMARKET FINANCIAL

NEW YORK, NY 10016

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CRD#: 7132011

Professional summary

Blake Lawrence Weltmann, who also goes by Blake Weltmann, is a registered financial advisor currently at SECONDMARKET FINANCIAL, LLC located in New York, New York and NPM SECURITIES, LLC located in New York, New York.

Blake is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Blake has worked at 8 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Blake Weltmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Blake Lawrence Weltmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2026 - Present

SECONDMARKET FINANCIAL, LLC

Office #1: 3 E 28th Street 7th Floor, New York, NY 10016

RIA

CRD#: 333332

NEW YORK, NY

Current

May 11, 2026 - Present

NPM SECURITIES, LLC

Office #1: 3 East 28th Street 7th Floor, New York, NY 10016

CRD#: 168469

New York, NY

Past

March 3, 2025 - May 11, 2026

STARTENGINE PRIMARY LLC

CRD#: 291773

BURBANK, CA

Past

November 28, 2023 - January 1, 2025

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

RIA

CRD#: 154632

NEW YORK, NY

Past

July 10, 2023 - April 1, 2025

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

February 6, 2023 - July 6, 2023

THE BENCHMARK COMPANY, LLC

CRD#: 22982

NEW YORK, NY

Past

May 2, 2022 - February 3, 2023

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

October 19, 2020 - April 11, 2022

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

September 16, 2020 - April 11, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECONDMARKET FINANCIAL, LLC

CRD#: 333332 / SEC#: 801-131656

RIA

Registered Investment Advisory firm - (3/6/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/11/2026)

Alaska
(5/11/2026)

Arizona
(5/11/2026)

Arkansas
(5/11/2026)

California
(5/11/2026)

Colorado
(5/11/2026)

Connecticut
(5/11/2026)

Delaware
(5/11/2026)

District of Columbia
(5/11/2026)

Florida
(5/11/2026)

Georgia
(5/11/2026)

Hawaii
(5/11/2026)

Idaho
(5/11/2026)

Illinois
(5/11/2026)

Indiana
(5/11/2026)

Iowa
(5/11/2026)

Kansas
(5/11/2026)

Kentucky
(5/11/2026)

Louisiana
(5/11/2026)

Maine
(5/11/2026)

Maryland
(5/11/2026)

Massachusetts
(5/11/2026)

Michigan
(5/11/2026)

Minnesota
(5/11/2026)

Mississippi
(5/11/2026)

Missouri
(5/11/2026)

Montana
(5/11/2026)

Nebraska
(5/11/2026)

Nevada
(5/11/2026)

New Hampshire
(5/11/2026)

New Jersey
(5/11/2026)

New Mexico
(5/11/2026)

New York
(5/11/2026)

IAR

New York
(5/11/2026)

North Carolina
(5/11/2026)

North Dakota
(5/11/2026)

Ohio
(5/11/2026)

Oklahoma
(5/11/2026)

Oregon
(5/11/2026)

Pennsylvania
(5/11/2026)

Puerto Rico
(5/11/2026)

Rhode Island
(5/11/2026)

South Carolina
(5/11/2026)

South Dakota
(5/11/2026)

Tennessee
(5/11/2026)

Texas
(5/11/2026)

Utah
(5/11/2026)

Vermont
(5/11/2026)

Virgin Islands
(5/11/2026)

Virginia
(5/11/2026)

Washington
(5/11/2026)

West Virginia
(5/11/2026)

Wisconsin
(5/11/2026)

Wyoming
(5/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 4/26/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 9/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/12/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SECONDMARKET FINANCIAL, LLC

CRD#: 333332 / SEC#: 801-131656

RIA

Registered Investment Advisory firm - (3/6/2025 Approved)

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Contact information

Main Address

3 E 28th Street 7th Floor, New York, NY 10016

Mailing Address

Phone number

(646) 968-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SECONDMARKET FINANCIAL, LLC ADV PART 2A (8/25/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 140,616,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Blake L. Weltmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Blake Lawrence Weltmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECONDMARKET FINANCIAL, LLC

NPM SECURITIES, LLC

STARTENGINE PRIMARY LLC

SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

SPARTAN CAPITAL SECURITIES, LLC

THE BENCHMARK COMPANY, LLC

D. BORAL CAPITAL

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SECONDMARKET FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2020

Series 79TO

Date: 4/26/2024

Series 7TO

Date: 9/16/2020

SIE

Date: 8/12/2020

FINRA

Current Firm

SECONDMARKET FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECONDMARKET FINANCIAL, LLC

TRUST BUT VERIFY

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