Stephanie Hom
Professional summary
Stephanie Hom is a registered financial professional currently at GLC SECURITIES, LLC located in San Francisco, California.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2019. Stephanie has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Hom's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2019 - Present
GLC SECURITIES, LLC
Office #1: 135 Main Street Suite 1120, San Francisco, CA 94105-1815State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 99TO
Date: 9/24/2019
Operations Professional ExaminationFINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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